Table of Contents
Table of Contents 2
List of Tables 6
List of Figures 9
Banc of America Securities LLC, Clean Technology Deals Advised By Year, 2004 to YTD 2009 10
Banc of America Securities LLC, Clean Technology Deals Advised By Year, 2004 to YTD 2009 10
Banc of America Securities LLC, Clean Technology Deals Advised By Type, 2004 to YTD 2009 11
Banc of America Securities LLC, Clean Technology Deals Advised By Region, 2004 to YTD 2009 12
Banc of America Securities LLC, Clean Technology Deals Advised By Sector, 2004 to YTD 2009 13
Banc of America Securities LLC, Clean Technology Deals Advised Summary, 2004 to YTD 2009 14
Banc of America Securities LLC, Clean Technology, Deal Details 24
Merger Deals 24
Pulte Homes to merge with Centex 24
Equity Offerings 26
Telvent GIT Completes Private Placement Of $103 Million 26
General Electric Completes Public Offering For $12 Billion 28
Waste Connections Completes Public Offering For $411 Million 30
Otter Tail Completes Public Offering Of $155.3 Million 32
Invenergy Wind Completes Private Placement For $250 Million 34
Westar Energy Completes Offering Of $145.68 Million 35
Archer Daniels Midland Completes Public Offering Of $1750 Million Equity Units 37
EnergySolutions Completes Initial Public Offering 39
Ocean Power Technologies Completes Public Offering Of $100 Million 41
First Solar Completes Public Offering Of $380 Million 43
Aventine Renewable Energy Holdings Completes IPO 45
Synagro Technologies Completes Public Offering For $16.6 Million 47
Global Partners Completes Initial Public Offering Of $123.97 Million 48
NRG Energy Completes Public Offering Of $500 Million 50
NRG Energy Completes Public Offering Of $1,016.7 Million 52
Nalco Completes Secondary Offering Of $616 Million 54
PNM Resources Completes Offering Of $104.63 Million 56
PNM Resources Completes Public Offering Of $247.5 Million 58
Nalco Completes Initial Public Offering Of $766.66 Million 60
Debt Offerings 62
Centex Issues $300 Million 4.55% Senior Notes Due 2010 62
General Motors Issues $650 Million 7.50% Senior Notes Due 2044 63
Centex Issues $350 Million 5.7% Senior Notes Due 2014 65
International Paper Completes Public Offering Of Notes For $600 Million 66
International Paper Completes Public Offering Of Senior Notes For $400 Million 67
Fluor Corporation Completes Public Offering Of Senior Notes For $330 Million 68
AES Corporation Completes Public Offering Of $500 Million Unsecured Senior Notes 69
Florida Power & Light Completes Public Offering Of $240 Million 70
Union Pacific Issues $249.50 Million 4.875% Notes Due 2015 71
Vectren Completes Debt Offering Of 5.45% Senior Unsecured Notes Of $75 Million 72
Vectren Corporation Completes Offering Of 6.10% Senior Notes For $75 Million 73
Florida Power & Light Completes Public Offering Of $400 Million 74
Johnson Controls Completes Public Offering Of Senior Notes For $400 Million 75
Johnson Controls Completes Public Offering For 10-Year Senior Notes For $800 Million 76
Johnson Controls Completes Public Offering Of Senior Notes For $800 Million 77
Johnson Controls Completes Public Offerings Of Floating Rate Notes For $500 Million 78
Centex Issues $150 Million 4.875% Notes Due 2008 79
Centex Issues $350 Million 5.45% Senior Notes Due 2012 80
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 81
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 82
Origin Energy Completes $348.86 Million Private Placement Of Senior Unsecured Notes 83
Tennessee Valley Completes Public Offering Of $1,000 Million 84
Dominion Resources Completes Public Offering Of 4.75% Series A Notes Due 2010 For $300 Million 85
Tennessee Valley Completes Public Offering Of 4.65% Global Power Bonds For $500 Million 86
Centex Issues $450 Million 5.25% Senior Notes Due 2015 87
Centex Issues $500 Million 6.5% Senior Notes Due 2016 88
Watts Water Technologies Completes Private Placement Of 5.85% Senior Unsecured Notes Due 2016 For $225 Million 89
Honeywell Completes Public Offering Of $300 Million Floating Rate Senior Notes Due 2009 90
Honeywell Completes Public Offering Of $400 Million 5.4% Senior Notes Due 2016 91
Honeywell Completes Public Offering Of $550 Million 5.7% Senior Notes Due 2036 92
Cisco Systems Completes Public Offering Of $500 Million Floating Rate Notes Due 2016 93
Cisco Systems Completes Public Offering Of $3 Billion 5.25% Senior Notes Due 2011 94
Cisco Systems Completes Public Offering Of $3 Billion 5.5% Senior Notes Due 2016 95
NRG Energy Completes Public Offering Of $1,200 Million 96
NRG Energy Completes Public Offering Of $2,400 Million 97
Honeywell Completes Public Offering Of $500 Million Floating Rate Senior Notes Due 2009 98
Honeywell Completes Public Offering Of $400 Million 5.625% Senior Note Due 2012 99
Tennessee Valley Issues $1,000 Million Global Power Bonds 100
Great River Energy Completes Debt Offering For $1,300 Million 101
FPL Group Completes Subordinated Debentures Offering For $400 Million 102
Valero Energy Completes Offering Of 6.125% Notes For $750 Million 103
Valero Energy Completes Offering Of 6.625% Notes For $1,500 Million 105
Kansas Completes Public Offering Of 5.85% Unsecured Senior Notes For $250 Million 107
Wisconsin Energy Issues $500 Million Series A Junior Subordinated Notes Due 2067 108
General Motors Issues $1,500 Million 1.5% Convertible Debentures Due 2009 109
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 111
Union Pacific Completes Public Offering Of 5.65% Notes Due 2017 For $250 Million 113
Union Pacific Issues $248.9 Million 6.15% Debentures Due 2037 114
Honeywell International Completes Public Offering Of $400 Million 5.3% Senior Notes Due 2017 115
Honeywell International Completes Public Offering Of $600 Million 5.7% Senior Notes Due 2037 116
Metropolitan Water Issues $4 Million 4% Unlimited Tax Bonds Series 2007 Due 2014 117
Metropolitan Water Issues $14.76 Million 5% Unlimited Tax Bonds Series 2007 Due 2014 118
Metropolitan Water Issues $4 Million 4% Unlimited Tax Bonds Series 2007 Due 2015 119
Metropolitan Water Issues $15.68 Million 5% Unlimited Tax Bonds Series 2007 Due 2015 120
Metropolitan Water Issues $1 Million 4% Unlimited Tax Bonds Series 2007 Due 2016 121
Metropolitan Water Issues $2.5 Million 4% Unlimited Tax Bonds Series 2007 Due 2017 122
Metropolitan Water Issues $15.46 Million 5% Unlimited Tax Bonds Series 2007 Due 2017 123
Metropolitan Water Issues $20.01 Million 5% Unlimited Tax Bonds Series 2007 Due 2018 124
Metropolitan Water Issues $21.13 Million 5% Unlimited Tax Bonds Series 2007 Due 2019 125
Metropolitan Water Issues $22.25 Million 5% Unlimited Tax Bonds Series 2007 Due 2020 126
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 127
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 128
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 130
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 132
Dupont Completes 5.25% Notes Offering For $600 Million 134
DuPont Completes 5.6% Notes Offering For $400 Million 135
Praxair Completes Unsecured Senior Notes Offering For $400 Million 136
Metropolitan Water Issues $13 Million 5% Limited Tax Bonds Series 2006 Due 2011 137
Metropolitan Water Issues $14.6 Million 5% Limited Tax Bonds Series 2006 Due 2010 138
Metropolitan Water Issues $12.4 Million 5% Limited Tax Bonds Series 2006 Due 2012 139
Metropolitan Water Issues $12 Million 5% Limited Tax Bonds Series 2006 Due 2015 140
Metropolitan Water Issues $11.52 Million 5% Limited Tax Bonds Series 2006 Due 2016 141
Metropolitan Water Issues $11.15 Million 5% Limited Tax Bonds Series 2006 Due 2017 142
Metropolitan Water Issues $11.77 Million 5% Limited Tax Bonds Series 2006 Due 2018 143
Metropolitan Water Issues $11.95 Million 5% Limited Tax Bonds Series 2006 Due 2019 144
Metropolitan Water Completes 5% Bond Offering For 13 Million 145
Metropolitan Water Completes 5% Bond Offering For $12 Million 146
Metropolitan Water Completes 5% Bond Offering For $15 Million 147
Metropolitan Water Issues $10.44 Million 5% Limited Tax Bonds Series 2006 Due 2027 148
Metropolitan Water Completes 5% Bond Offering For 100 Million 149
Metropolitan Water Issues $100 Million 5% General Obligation Capital Improvement Bonds Due 2035 150
Dupont Completes 5% Notes Offering For $750 Million 151
Praxair Completes Public Offering Of $400 Million 152
Union Pacific Completes Public Offering Of 5.75% Notes Due 2017 For $500 Million 153
FPL Completes Sale Of $300 Million Of First Mortgage Bonds 154
FPL Group Issues $350 Million Series E Junior Subordinated Debentures 155
Union Pacific Completes Public Offering Of 5.45% Notes Due 2013 For $500 Million 156
Epcor Power Completes $150 Million Senior Notes Private Placement 157
Epcor Power Completes $75 Million Senior Notes Private Placement 158
PNM Resources Completes Senior Notes Offering Of $102.75 Million 159
Monsanto Issues $300 Million 5.125% Senior Notes Due 2018 160
Monsanto Issues $250 Million 5.875% Senior Notes Due 2038 161
Tennessee Valley Completes $1,000 Million 2008 Series B Global Power Bonds Offering 162
Kansas City Completes Debt Offering Of 6.375% Unsecured Senior Notes For $350 Million 163
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 164
Waste Management Completes Public Offering Of Senior Notes For $600 Million 165
Archer Daniels Midland Completes Public Offering Of $700 Million 5.45% Senior Notes Due 2018 166
Union Pacific Completes Public Offering Of 5.7% Notes Due 2018 For $750 Million 167
Xcel Energy Completes Public Offering Of $400 Million 168
International Paper Completes Public Offering Of $1,000 Million 170
International Paper Completes Public Offering Of $1,700 Million 171
International Paper Completes Public Offering Of $300 Million 172
Emerson Electric Completes Public Offering Of $500 Million Of 4.875% Notes Due 2019 173
Public Service Enterprise Files Prospectus To Issue Senior Unsecured Notes For $500 Million 174
United Technologies Completes Debt Offering Of $1,250 Million 175
FPL Group Completes Debt Offering Of $450 Million 176
DuPont Completes Senior Notes Offering Of $1,000 Million 177
Dupont Completes 5% Notes Offering For $750 Million 178
Dupont Completes 6% Notes Offering For $1.25 Billion 179
PacifiCorp Completes Public Offering Of 5.65% First Mortgage Bonds For $500 Million 180
PacifiCorp Completes Debt Offering Of 6.35% First Mortgage Bonds For $300 Million 182
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 184
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 186
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 188
Suncor Energy Completes Senior Unsecured Notes Offering Of $1,250 Million 189
Suncor Energy Completes Senior Unsecured Notes Offering Of $750 Million 190
Illinois Tool Works Completes 5.15% Unsecured Senior Notes For $800 Million 191
Illinois Tool Works Completes 6.25% Unsecured Senior Notes Offering For $700 Million 192
Praxair Completes Public Offering Of 4.375% Bonds For $300 Million 193
Kansas City Power Announces 7.16% Bond Offering For $400 Million 194
Edison International Completes 4.15% Debenture Offering For $250 Million 195
Edison International Completes 6.05% Debenture Offering For $500 Million 196
FPL Group Completes 8.75% Debenture Offering For $350 Million 197
Eaton Completes Public Offering Of $300 Million 6.95% Senior Notes Due 2019 198
Eaton Completes Public Offering Of $250 Million 5.95% Senior Notes Due 2009 199
Honeywell International Completes Public Offering Of $600 Million 3.88% Senior Notes Due 2019 200
Honeywell International Completes Public Offering Of $900 Million 5% Senior Notes Due 2019 201
DuPont Issues $398.86 Million 4.75% Notes Due 2015 202
DuPont Issues $498.23 Million 5.75% Notes Due 2019 203
Cisco Systems Completes Offering Of $2 Billion Of 5.9% Senior Notes Due 2039 204
Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 205
Duke Energy Completes Public Offering Of 6.3% Senior Notes For $750 Million 206
Puget Sound Energy Completes Offering Of $250 Million Senior Notes 207
Weyerhaeuser announces pricing of public offering of senior notes for $500 million 208
Shell Completes Public Offering Of $1.5 Billion Of 1.3% Guaranteed Notes Due 2011 209
Shell Completes Public Offering Of $1 Billion Of 3.25% Guaranteed Notes Due 2015 210
Shell Completes Public Offering Of $2 Billion Of 4.3% Guaranteed Notes Due 2019 211
Shell Completes Public Offering Of $500 Million Of Floating Rate Guaranteed Notes Due 2011 212
Clean Harbors Completes Private Placement Of 7.625% Senior Secured First Lien Notes Due 2016 For $300 Million 213
Praxair Completes Public Offering Of 4.5% Notes Due August 2019 For $600 Million 214
International Paper Announces Public Offering Of 7.5% Senior Notes Due 2021 For $1 Billion 215
Casella Waste Systems Completes Private Placement Of $180 Million Of 11% Senior Notes Due 2014 216
CMS Energy Completes Public Offering Of $300 Million 8.75% Senior Notes Due 2019 217
Sealed Air Prices 7.87% Senior Notes Offering For $400 Million 218
Dominion Resources Completes 8.37% Debenture Offering For $625 Million 219
Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 220
NRG Energy Prices 8.5% Senior Notes Offering For $700 Million 221
BP Completes 5.52% Senior Notes Offering For $930 Million 222
BP Completes 3.62% Senior Notes Offering For $1,400 Million 223
Georgia-Pacific Completes 8.25% Senior Notes Offering For $750 Million 224
NRG Energy Completes Tax Exempt Bond Offering For $58.5 Million 225
Emerson Electric Completes 4.12% Notes Offering For $250 Million 226
Emerson Electric Completes 5% Notes Offering For $250 Million 227
Emerson Electric Completes 6.12% Notes Offering For $250 Million 228
Portland General Electric Completes 6.1% Mortgage Bonds Offering For $300 Million 229
Appendix 230
Methodology 230
About Global Markets Direct 230
Contact Us 230
Disclaimer 230
