Table of Contents
Table of Contents 2
List of Tables 6
List of Figures 10
Barclays Capital, Inc., Alternative Energy Deals Advised By Year, 2004 to YTD 2009 11
Barclays Capital, Inc., Alternative Energy Deals Advised By Year, 2004 to YTD 2009 11
Barclays Capital, Inc., Alternative Energy Deals Advised By Type, 2004 to YTD 2009 12
Barclays Capital, Inc., Alternative Energy Deals Advised By Region, 2004 to YTD 2009 13
Barclays Capital, Inc., Alternative Energy Deals Advised By Sector, 2004 to YTD 2009 14
Barclays Capital, Inc., Alternative Energy Deals Advised Summary, 2004 to YTD 2009 15
Barclays Capital, Inc., Alternative Energy, Deal Details 26
Equity Offerings 26
Ameren Prices Its Public Offering For $479.75 Million 26
Ascent Solar Technologies Completes Public Offering Of Common Stock For $29.9 Million 28
Enel Completes Rights Offering Of $10 Billion 29
SunPower Completes Its Common Stock Offering For $198 Million 31
American Electric Power Prices Its Common Stock Offering Of $1,470 Million 33
Portland General Electric Completes Public Offering Of $175.93 Million 34
General Electric Completes Public Offering For $12 Billion 36
Entergy Completes $500 Million Equity Units IPO 38
Ameren Completes Public Offering Of $458.85 Million 40
Valero Energy Prices Its Common Stock Offering For $720 Million 42
Debt Offerings 44
DTE Energy Completes 7.62% Senior Notes Offering For $300 Million 44
Vattenfall Completes 4.25% Euro Bond Offering For $1,806.21 Million 45
Westar Energy Completes Debt Offering Of 6% First Mortgage Bonds For $250 Million 46
AmerenUE Completes Public Offering Of $104 Million 47
Enel Completes Public Offering Of $935.55 Million 7-Year Maturity Bonds 48
Enel Completes Public Offering Of $935.55 Million 49
Interstate Power Completes Public Offering Of $100 Million Senior Debentures 50
Valero Energy Completes Offering Of 3.5% Senior Notes For $200 Million 51
Valero Energy Completes Offering Of 4.75% Senior Notes For $200 Million 52
Pacific Gas and Electric Company Completes $3000 Million Debt Offering 53
Pacific Gas and Electric Company Completes $1600 Million Debt Offering 54
Pacific Gas and Electric Company Completes $1000 Million Debt Offering 55
Pacific Gas and Electric Company Completes $500 Million Debt Offering 56
Pacific Gas and Electric Company Completes $600 Million Debt Offering 57
Alabama Power Completes Public Offering Of Series Z Notes For $200 Million 58
Dominion Resources Completes Debt Offering Of $200 Million 59
Dominion Resources Completes Debt Offering Of Senior Notes For $100 Million 60
Southern California Edison Completes Public Offering Of Series 2004A Bonds For $300 Million 61
Southern California Edison Completes Public Offering Of Series 2004B Bonds For $525 Million 62
Southern California Edison Completes Public Offering Of Series 2004C Bonds For $150 Million 63
Progress Energy Florida Issues Series A Floating Rate Senior Notes due 2008 For $450 Million 64
AmerenUE Completes Public Offering Of $260 Million 65
Consolidated Edison Completes Public Offering For $350 Million 66
Public Service Enterprise Completes Public Offering Of $25 Million 67
Public Service Enterprise Completes Public Offering Of $35 Million 68
Public Service Enterprise Completes Public Offering Of $20 Million 69
Public Service Enterprise Completes Public Offering Of $23 Million 70
NiSource Completes Public Offering Of 5.45% Unsecured Notes For $550 Million 71
NiSource Completes Public Offering Of 5.25% Unsecured Notes For $450 Million 72
Consumers Energy Completes Public Offering Of $175 Million 73
Interstate Power and Light Completes Public Offering Of $50 Million 74
AmerenUE Completes Notes Offering Of $300 Million 75
Northern States Power Completes Debt Offering Of $250 Million 76
Dominion Resources Completes Debt Offering Of Series C Senior Notes For $500 Million 77
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 78
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 79
PacifiCorp Completes Public Offering Of 5.25% First Mortgage Bonds For $300 Million 80
Iberdrola Completes Private Placement Of $610.85 million 81
Exelon Completes Public Offering Of Senior Notes Due 2015 For $800 Million 82
Florida Power & Light Completes Public Offering Of $300 Million 83
Progress Energy Florida Issues 4.50% First Mortgage Bonds For $300 Million 84
Georgia Power Completes Public Offering Of Series Y Senior Notes For $125 Million 85
Consumers Energy Completes Debt Offering Of 5.65% First Mortgage Bonds For $300 Million 86
Consumers Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $250 Million 87
Westar Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $125 Million 88
Westar Energy Completes Debt Offering Of 5.95% First Mortgage Bonds For $125 Million 89
Reliant Energy Completes Public Offering Of $750 Million 90
CMS Energy Completes Senior Notes Offering Of $287.5 Million 91
EnBW Energie Completes Bond Offering Of $664.8 Million 92
EWE Completes Bond Offering Of $1,840 Million 93
Georgia Power Completes Public Offering Of Series V Senior Notes For $125 Million 94
PPL Energy Supply Completes Public Offering Of Senior Unsecured Notes Due 2014 95
Interstate Power Completes Public Offering Of $250 Million 7.25% Senior Debentures Due 2018 96
Wisconsin Power Completes Public Offering Of $250 Million 7.6% Debentures Due 2038 97
Entergy Arkansas Completes Public Offering Of 5.4% First Mortgage Bonds For $300 Million 98
PacifiCorp Completes Public Offering Of 5.65% First Mortgage Bonds For $500 Million 99
PacifiCorp Completes Debt Offering Of 6.35% First Mortgage Bonds For $300 Million 100
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 101
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 103
GS Caltex Completes Private Placement For $500 Million 105
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 106
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 107
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 108
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 109
AmerenUE Completes Public Offering Of $450 Million 110
Progress Energy Florida Issues 5.65% First Mortgage Bonds For $500 Million 111
Progress Energy Florida Issues 6.40% First Mortgage Bonds For $1,000 Million 112
FPL Group Issues $250 Million Floating Rate Debentures Due 2011 113
FPL Group Issues $250 Million Of 5.35% Debentures Due 2013 114
Amerenue Announces Offering Of Senior Secured Notes For $450 Million 115
Urenco Completes Euro Bond offering Of $773.97 Million 116
Iberdrola Completes $1,560.85 Million Private Placement 117
Iberdrola Completes $1,170.64 Million Private Placement 118
Duke Energy Carolinas Completes Public Offering Of 5.10% Mortgage Refunding Bonds For $300 Million 119
Duke Energy Carolinas Completes Public Offering Of 6.05% Series B First And Refunding Mortgage Bonds For $600 Million 120
Consumers Energy Completes Public Offering Of $250 Million 121
Air Products and Chemicals Completes Public Offering Of $300 Million 4.15% Notes Due 2013 122
Tennessee Valley Completes Public Offering Of $500 Million 123
Alabama Power Completes Public Offering Of Series 2007D Notes For $500 Million 124
Archer Daniels Midland Completes Public Offering Of $500 Million 6.45% Debentures Due 2038 125
EDP - Energias de Portugal Completes Debt Offering Of $1,000 Million 126
EDP - Energias de Portugal Completes Notes Offering Of $1,000 Million 127
E.ON Completes Private Placement Of $1,220.44 Million Pound Sterling Benchmark Bonds 128
E.ON Completes Private Placement Of $1,830.65 Million Pound Sterling Benchmark Bonds 129
Schneider Electric Issues $845.34 Million 5.375% Bond Due 2015 130
Progress Energy Florida Issues 6.35% First Mortgage Bonds For $500 Million 131
Progress Energy Florida Issues 5.80% First Mortgage Bonds For $250 Million 132
Consolidated Edison Completes Public Offering Of $525 Million 133
Valero Energy Completes Offering Of 6.125% Notes For $750 Million 134
Valero Energy Completes Offering Of 6.625% Notes For $1,500 Million 135
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 136
FPL Issues $300 Million Of First Mortgage Bonds 138
PPL Corporation Completes $500 Million Debt Offering 139
PPL Energy Supply Completes Public Offering Of $400 Million 140
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 141
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 142
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 144
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 146
Southern Company Issues 5.30% Series 2007A Senior Notes For $500 Million 148
Xcel Energy Completes Public Offering Of 5.6% Senior Unsecured Notes For $200 Million 149
Dominion Resources Completes $500 Million Debt Offering 150
Arizona Public Service Completes Public Offering Of $250 Million 151
Arizona Public Service Completes Public Offering Of $150 Million 152
Fortum Completes Euro Bond Offering Of $943.34 Million 153
Consolidated Edison Completes Public Offering Of $400 Million 154
Alabama Power Completes Public Offering Of Series HH Notes For $200 Million 155
Progress Energy Issues Series A Floating Rate Senior Notes For $100 Million 156
Vattenfall Completes 4.13% Bonds Offering For $627.21 Million 157
Vattenfall Completes 5.25% Bonds Offering For $1,379.85 Million 158
Vattenfall Completes 6.25% Bonds Offering For $1,379.85 Million 159
BP Completes 3.13% Senior Notes Offering For $1,500 Million 160
BP Completes 3.88% Senior Notes Offering For $750 Million 161
BP Completes 4.75% Senior Notes Offering For $1,000 Million 162
Omaha Public Completes Public Offering Of $3.5 Million 2009 4% Series A Bonds Due 2023 163
Omaha Public Completes Public Offering Of $3.2 Million 4.2% 2009 Series A Bonds Due 2024 164
Omaha Public Completes Public Offering Of $3.5 Million 4.3% 2009 Series A Bonds Due 2025 165
Omaha Public Completes Public Offering Of $3.7 Million 4.45% 2009 Series A Bonds Due 2026 166
Omaha Public Completes Public Offering Of $3.7 Million 4.55% 2009 Series A Bonds Due 2027 167
Omaha Public Completes Public Offering Of $3.9 Million 4.65% 2009 Series A Bonds Due 2028 168
Omaha Public Completes Public Offering Of $4.2 Million 4.75% 2009 Series A Bonds Due 2029 169
Omaha Public Completes Public Offering Of $25 Million 5% 2009 Series A Bonds Due 2034 170
Omaha Public Completes Public Offering Of $34 Million 5% 2009 Series A Bonds Due 2039 171
FPL Group Completes Public Offering Of 6% Senior Debentures For $500 Million 172
Consumers Energy Completes Public Offering Of 6.7% Mortgage Bonds For $500 Million 173
Arizona Public Service Completes Public Offering Of 8.75% Senior Unsecured Notes For $500 Million 174
Iberdrola Completes Debt Offering Of 5-Year Bonds For $1,894.83 Million 175
Georgia Power Completes Public Offering Of Series 2009A Notes For $500 Million 176
Puget Sound Energy Completes Offering Of $250 Million Senior Notes 177
EDF Completed Debt Offering Of $1,250 Million 178
EDF Completes Bond Offering Of $2,000 Million 179
EDF Completes Debt Offering Of $1,750 Million 180
E.ON Completes Public Offering Of $509.84 Million Sterling Benchmark Bonds 181
E.ON Completes Public Offering Of $1,019.69 Million Sterling Benchmark Bonds 182
Schneider Electric Issues $1,011.8 Million 6.75% Bond Due 2013 183
Shell Completes Senior Notes Offering Of $2,750 Million 184
Duke Energy Completes Offering Of $500 Million Of 7% Mortgage Refunding Bonds Due 2018 185
Duke Energy Completes Offering Of $400 Million Of 5.75% Mortgage Refunding Bonds Due 2013 186
Vattenfall Completes Bond Offering Of $674 Million 187
Vattenfall Completes Bond Offering Of $515.36 Million 188
EnBW Energie Completes Bond Offering Of $940.98 Million 189
EnBW Energie Completes Debt Offering Of 6.875% Bonds For $940.98 Million 190
Georgia Power Completes Public Offering Of Series 2008D Notes For $400 Million 191
RWE Completes Public Offering Of $1,270.01 Million 192
BP Completes Senior Notes Offering Of $8,000 Million 193
EDP – Energias Completes Public Offering Of $406.83 Million 194
Santee Cooper Issues 7.31% Serial 2008 Taxable Series B Bonds For $145 Million 195
Santee Cooper Issues 6.81% Serial 2008 Taxable Series B Bonds For $90 Million 196
Santee Cooper Issues 8.37% Serial 2008 Taxable Series B Bonds For $25 Million 197
GDF SUEZ Completes Private Placement Of $1,210.42 Million 198
GDF SUEZ Completes Private Placement Of $1,334.91 Million 199
Southern California Completes Public Offering Of 6.05% Bonds Due 2039 For $500 Million 200
Southern California Completes Public Offering Of 4.15% Bonds Due 2014 For $250 Million 201
Edison International Completes 4.15% Debenture Offering For $250 Million 202
Edison International Completes 6.05% Debenture Offering For $500 Million 203
Fortum Completes 6% Euro Bond Offering For $971.51 Million 204
Fortum Completes 4.62% Euro Bond Offering For $971.51 Million 205
Progress Energy Announces 6.05% Senior Notes Offering For $300 Million 206
Progress Energy Announces 7.05% Senior Notes Offering For $450 Million 207
AmerenUE Announces 8.45% Senior Secured Notes Offering For $350 Million 208
SunPower Completes Public Offering Of $230 Million 4.75% Senior Convertible Debentures Due 2014 209
DONG Energy Announces Offering Of 4.87% Notes For $657.55 Million 210
DONG Energy Announces Offering Of 6.5% Notes For $657.55 Million 211
Emerson Electric Completes 4.12% Notes Offering For $250 Million 212
Emerson Electric Completes 5% Notes Offering For $250 Million 213
Emerson Electric Completes 6.12% Notes Offering For $250 Million 214
Progress Energy Issues 5.625% Senior Notes Due 2016 For $300 Million 215
OMV Completes Issues 6.25% Euro Bonds Due 2014 For $990.57 Million 216
Vattenfall Completes Public Offering Of $1,431 Million 6.875% Sterling Bonds Due 2039 217
Vattenfall Completes Public Offering Of $501 Million 6.125% Sterling Bonds Due 2019 218
Duke Energy Completes Public Offering Of $450 Million 5.45% Mortgage Bonds 219
Duke Energy Completes Public Offering Of $450 Million 6.45% Bonds Due 2039 220
CMS Energy Completes Public Offering Of $173 Million 5.5% Senior Notes Due 2029 221
CMS Energy Completes Public Offering Of $300 Million 8.75% Senior Notes Due 2019 222
Bord Gais Completes Private Placement Of $765.37 Million 223
Korea Hydro & Nuclear Power Completes Bond Offering For $1,000 Million 224
Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 225
Entergy Gulf States Announces 5.59% Bond Offering For $300 Million 226
Exelon Generation Prices 5.2% Senior Notes Offering For $600 Million 227
Exelon Generation Prices 6.25% Senior Notes Offering For $900 Million 228
Iberdrola Completes Private Placement Of 5-Year Bonds For $1 Billion 229
Iberdrola Completes Private Placement Of 10-Year Bonds For $1 Billion 230
FirstEnergy Solutions Completes Private Placement Of $400 Million 231
FirstEnergy Solutions Completes Private Placement Of $600 Million 232
FirstEnergy Solutions Completes Private Placement Of $500 Million 233
General Electric Announces Offering Of 6% Notes Due 2019 For $2 Billion 234
Perusahaan Listrik Negara Completes Private Placement Of $750 Million 235
RWE Completes 5.5% Bond Offering For $824 Million 236
RWE Completes 6.12% Bond Offering For $1.6 Billion 237
Dominion Resources Completes 5% Senior Notes Offering For $350 Million 238
Appendix 239
Methodology 239
About Global Markets Direct 239
Contact Us 239
Disclaimer 239