Table of Contents
Table of Contents 2
List of Tables 6
List of Figures 9
Barclays Capital, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 10
Barclays Capital, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 10
Barclays Capital, Inc., Clean Technology Deals Advised By Type, 2004 to YTD 2009 11
Barclays Capital, Inc., Clean Technology Deals Advised By Region, 2004 to YTD 2009 12
Barclays Capital, Inc., Clean Technology Deals Advised By Sector, 2004 to YTD 2009 13
Barclays Capital, Inc., Clean Technology Deals Advised Summary, 2004 to YTD 2009 14
Barclays Capital, Inc., Clean Technology, Deal Details 24
Equity Offerings 24
Portland General Electric Completes Public Offering Of $175.93 Million 24
General Electric Completes Public Offering For $12 Billion 26
Ascent Solar Technologies Completes Public Offering Of Common Stock For $29.9 Million 28
Avago Technologies Completes IPO 29
SunPower Completes Its Common Stock Offering For $198 Million 30
Entergy Completes $500 Million Equity Units IPO 32
Enel Completes Rights Offering Of $10 Billion 34
American Electric Power Prices Its Common Stock Offering Of $1,470 Million 36
Valero Energy Prices Its Common Stock Offering For $720 Million 37
Johnson Controls Completes Public Offering Of Equity Units For $450 Million 39
Debt Offerings 41
Johnson Controls Completes Public Offering Of $402.5 Million 6.5% Convertible Senior Notes Due 2012 41
Vattenfall Completes 4.25% Euro Bond Offering For $1,806.21 Million 42
Edison International Completes 4.15% Debenture Offering For $250 Million 43
Edison International Completes 6.05% Debenture Offering For $500 Million 44
Fortum Completes 6% Euro Bond Offering For $971.51 Million 45
Fortum Completes 4.62% Euro Bond Offering For $971.51 Million 46
CMS Energy Completes Public Offering Of $173 Million 5.5% Senior Notes Due 2029 47
CMS Energy Completes Public Offering Of $300 Million 8.75% Senior Notes Due 2019 48
Bord Gais Completes Private Placement Of $765.37 Million 49
Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 50
Public Service Enterprise Completes Public Offering Of $25 Million 51
Public Service Enterprise Completes Public Offering Of $35 Million 52
Public Service Enterprise Completes Public Offering Of $20 Million 53
Public Service Enterprise Completes Public Offering Of $23 Million 54
Consumers Energy Completes Public Offering Of $175 Million 55
Dominion Resources Completes Debt Offering Of Series C Senior Notes For $500 Million 56
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 57
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 58
PacifiCorp Completes Public Offering Of 5.25% First Mortgage Bonds For $300 Million 59
Iberdrola Completes Private Placement Of $610.85 million 60
Florida Power & Light Completes Public Offering Of $300 Million 61
Consumers Energy Completes Debt Offering Of 5.65% First Mortgage Bonds For $300 Million 62
Consumers Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $250 Million 63
Westar Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $125 Million 64
Westar Energy Completes Debt Offering Of 5.95% First Mortgage Bonds For $125 Million 65
CMS Energy Completes Senior Notes Offering Of $287.5 Million 66
Union Pacific Issues $249.50 Million 4.875% Notes Due 2015 67
EWE Completes Bond Offering Of $1,840 Million 68
Westar Energy Completes Debt Offering Of 6% First Mortgage Bonds For $250 Million 69
Enel Completes Public Offering Of $935.55 Million 7-Year Maturity Bonds 70
Enel Completes Public Offering Of $935.55 Million 71
Union Pacific Issues $246.11 Million 6.25% Debentures Due 2034 72
Union Pacific Completes Public Offering Of 5.375% Senior Notes For $250 Million 73
Waste Management Completes Debt Offering Of $350 Million 74
Valero Energy Completes Offering Of 3.5% Senior Notes For $200 Million 75
Valero Energy Completes Offering Of 4.75% Senior Notes For $200 Million 76
Dominion Resources Completes Debt Offering Of $200 Million 77
Dominion Resources Completes Debt Offering Of Senior Notes For $100 Million 78
SunPower Completes Public Offering Of $230 Million 4.75% Senior Convertible Debentures Due 2014 79
ITT Completes 4.9% Senior Unsecured Notes Offering For $500 Million 80
ITT Completes 6.12% Senior Unsecured Notes Offering For $500 Million 81
DONG Energy Announces Offering Of 4.87% Notes For $657.55 Million 82
DONG Energy Announces Offering Of 6.5% Notes For $657.55 Million 83
Emerson Electric Completes 4.12% Notes Offering For $250 Million 84
Emerson Electric Completes 5% Notes Offering For $250 Million 85
Emerson Electric Completes 6.12% Notes Offering For $250 Million 86
OMV Completes Issues 6.25% Euro Bonds Due 2014 For $990.57 Million 87
Vattenfall Completes Public Offering Of $1,431 Million 6.875% Sterling Bonds Due 2039 88
Vattenfall Completes Public Offering Of $501 Million 6.125% Sterling Bonds Due 2019 89
Duke Energy Completes Public Offering Of $450 Million 5.45% Mortgage Bonds 90
Duke Energy Completes Public Offering Of $450 Million 6.45% Bonds Due 2039 91
General Electric Announces Offering Of 6% Notes Due 2019 For $2 Billion 92
Perusahaan Listrik Negara Completes Private Placement Of $750 Million 93
RWE Completes 5.5% Bond Offering For $824 Million 94
RWE Completes 6.12% Bond Offering For $1.6 Billion 95
Dominion Resources Completes 5% Senior Notes Offering For $350 Million 96
Entergy Gulf States Announces 5.59% Bond Offering For $300 Million 97
Exelon Generation Prices 5.2% Senior Notes Offering For $600 Million 98
Exelon Generation Prices 6.25% Senior Notes Offering For $900 Million 99
Iberdrola Completes Private Placement Of 5-Year Bonds For $1 Billion 100
Iberdrola Completes Private Placement Of 10-Year Bonds For $1 Billion 101
Union Pacific Completes Public Offering Of 7.875% Notes Due 2019 For $750 Million 102
Wisconsin Power Completes Public Offering Of $250 Million 7.6% Debentures Due 2038 103
PacifiCorp Completes Public Offering Of 5.65% First Mortgage Bonds For $500 Million 104
PacifiCorp Completes Debt Offering Of 6.35% First Mortgage Bonds For $300 Million 105
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 106
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 108
GS Caltex Completes Private Placement For $500 Million 110
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 111
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 112
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 113
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 114
FPL Group Issues $250 Million Floating Rate Debentures Due 2011 115
FPL Group Issues $250 Million Of 5.35% Debentures Due 2013 116
Iberdrola Completes $1,560.85 Million Private Placement 117
Iberdrola Completes $1,170.64 Million Private Placement 118
Monsanto Issues $300 Million 5.125% Senior Notes Due 2018 119
Monsanto Issues $250 Million 5.875% Senior Notes Due 2038 120
Consumers Energy Completes Public Offering Of $250 Million 121
Waste Management Completes Public Offering Of Senior Notes For $600 Million 122
Air Products and Chemicals Completes Public Offering Of $300 Million 4.15% Notes Due 2013 123
Union Pacific Completes Public Offering Of 5.7% Notes Due 2018 For $750 Million 124
Tennessee Valley Completes Public Offering Of $500 Million 125
Archer Daniels Midland Completes Public Offering Of $500 Million 6.45% Debentures Due 2038 126
EDP - Energias de Portugal Completes Debt Offering Of $1,000 Million 127
EDP - Energias de Portugal Completes Notes Offering Of $1,000 Million 128
Schneider Electric Issues $845.34 Million 5.375% Bond Due 2015 129
Union Pacific Completes Public Offering Of 5.45% Notes Due 2013 For $500 Million 130
Honeywell Completes Public Offering Of $500 Million Floating Rate Senior Notes Due 2009 131
Honeywell Completes Public Offering Of $400 Million 5.625% Senior Note Due 2012 132
Valero Energy Completes Offering Of 6.125% Notes For $750 Million 133
Valero Energy Completes Offering Of 6.625% Notes For $1,500 Million 135
General Motors Issues $1,500 Million 1.5% Convertible Debentures Due 2009 137
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 139
Union Pacific Completes Public Offering Of 5.65% Notes Due 2017 For $250 Million 141
Union Pacific Issues $248.9 Million 6.15% Debentures Due 2037 142
FPL Issues $300 Million Of First Mortgage Bonds 143
Honeywell International Completes Public Offering Of $400 Million 5.3% Senior Notes Due 2017 144
Honeywell International Completes Public Offering Of $600 Million 5.7% Senior Notes Due 2037 145
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 146
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 147
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 149
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 151
Southern Company Issues 5.30% Series 2007A Senior Notes For $500 Million 153
Xcel Energy Completes Public Offering Of 5.6% Senior Unsecured Notes For $200 Million 154
Dominion Resources Completes $500 Million Debt Offering 155
Fortum Completes Euro Bond Offering Of $943.34 Million 156
Centex Issues $500 Million 6.5% Senior Notes Due 2016 157
Honeywell Completes Public Offering Of $300 Million Floating Rate Senior Notes Due 2009 158
Honeywell Completes Public Offering Of $400 Million 5.4% Senior Notes Due 2016 159
Honeywell Completes Public Offering Of $550 Million 5.7% Senior Notes Due 2036 160
Cisco Systems Completes Public Offering Of $500 Million Floating Rate Notes Due 2016 161
Cisco Systems Completes Public Offering Of $3 Billion 5.5% Senior Notes Due 2016 162
Johnson Controls Completes Public Offering Of Senior Notes For $400 Million 163
Johnson Controls Completes Public Offering For 10-Year Senior Notes For $800 Million 164
Johnson Controls Completes Public Offering Of Senior Notes For $800 Million 165
Johnson Controls Completes Public Offerings Of Floating Rate Notes For $500 Million 166
Vattenfall Completes 4.13% Bonds Offering For $627.21 Million 167
Vattenfall Completes 5.25% Bonds Offering For $1,379.85 Million 168
Vattenfall Completes 6.25% Bonds Offering For $1,379.85 Million 169
BP Completes 3.13% Senior Notes Offering For $1,500 Million 170
BP Completes 3.88% Senior Notes Offering For $750 Million 171
BP Completes 4.75% Senior Notes Offering For $1,000 Million 172
Omaha Public Completes Public Offering Of $3.5 Million 2009 4% Series A Bonds Due 2023 173
Omaha Public Completes Public Offering Of $3.2 Million 4.2% 2009 Series A Bonds Due 2024 174
Omaha Public Completes Public Offering Of $3.5 Million 4.3% 2009 Series A Bonds Due 2025 175
Omaha Public Completes Public Offering Of $3.7 Million 4.45% 2009 Series A Bonds Due 2026 176
Omaha Public Completes Public Offering Of $3.7 Million 4.55% 2009 Series A Bonds Due 2027 177
Omaha Public Completes Public Offering Of $3.9 Million 4.65% 2009 Series A Bonds Due 2028 178
Omaha Public Completes Public Offering Of $4.2 Million 4.75% 2009 Series A Bonds Due 2029 179
Omaha Public Completes Public Offering Of $25 Million 5% 2009 Series A Bonds Due 2034 180
Omaha Public Completes Public Offering Of $34 Million 5% 2009 Series A Bonds Due 2039 181
FPL Group Completes Public Offering Of 6% Senior Debentures For $500 Million 182
Consumers Energy Completes Public Offering Of 6.7% Mortgage Bonds For $500 Million 183
Waste Management Issues $348.78 Million 6.375% Senior Notes Due 2015 184
Waste Management Issues $449.47 Million 7.375% Senior Notes Due 2019 185
Iberdrola Completes Debt Offering Of 5-Year Bonds For $1,894.83 Million 186
Honeywell International Completes Public Offering Of $600 Million 3.88% Senior Notes Due 2019 187
Honeywell International Completes Public Offering Of $900 Million 5% Senior Notes Due 2019 188
Paccar Completes Public Offering Of 6.37% Notes For $250 Million 189
Paccar Completes Public Offering Of 6.87% Notes For $500 Million 190
Cisco Systems Completes Offering Of $2 Billion Of 5.9% Senior Notes Due 2039 191
Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 192
Puget Sound Energy Completes Offering Of $250 Million Senior Notes 193
EDF Completed Debt Offering Of $1,250 Million 194
EDF Completes Bond Offering Of $2,000 Million 195
EDF Completes Debt Offering Of $1,750 Million 196
Emerson Electric Completes Public Offering Of $500 Million Of 4.875% Notes Due 2019 197
Schneider Electric Issues $1,011.8 Million 6.75% Bond Due 2013 198
Shell Completes Senior Notes Offering Of $2,750 Million 199
Vattenfall Completes Bond Offering Of $674 Million 200
Vattenfall Completes Bond Offering Of $515.36 Million 201
RWE Completes Public Offering Of $1,270.01 Million 202
BP Completes Senior Notes Offering Of $8,000 Million 203
EDP – Energias Completes Public Offering Of $406.83 Million 204
Santee Cooper Issues 7.31% Serial 2008 Taxable Series B Bonds For $145 Million 205
Santee Cooper Issues 6.81% Serial 2008 Taxable Series B Bonds For $90 Million 206
Santee Cooper Issues 8.37% Serial 2008 Taxable Series B Bonds For $25 Million 207
Appendix 208
Methodology 208
About Global Markets Direct 208
Contact Us 208
Disclaimer 208
