Table of Contents
Table of Contents 2
List of Tables 5
List of Figures 7
Deutsche Bank Securities, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 8
Deutsche Bank Securities, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 8
Deutsche Bank Securities, Inc., Clean Technology Deals Advised By Type, 2004 to YTD 2009 9
Deutsche Bank Securities, Inc., Clean Technology Deals Advised By Region, 2004 to YTD 2009 10
Deutsche Bank Securities, Inc., Clean Technology Deals Advised By Sector, 2004 to YTD 2009 11
Deutsche Bank Securities, Inc., Clean Technology Deals Advised Summary, 2004 to YTD 2009 12
Deutsche Bank Securities, Inc., Clean Technology, Deal Details 19
Acquisition 19
Acciona & Enel Acquires Endesa 19
Equity Offerings 21
Intellon Completes Its Initial Public Offering Of $51.06 Million 21
Hoku Scientific Completes Private Placement Of $25 Million 22
Evergreen Solar Completes $174.8 Million Public Offering Of Common Stock 24
ReneSola Completes IPO 26
LKQ Corporation Completes $365.8 Million Equity Offering 27
First Solar Completes Public Offering Of $380 Million 28
Canadian Solar Completes Public Offering Of $119 Million 30
Energy Conversion Devices Completes Public Offering Of $105.15 Million 32
ReneSola Completes Public Offering Of $196 Million American Depositary Shares 34
Westar Energy Completes Offering Of $145.68 Million 36
Archer Daniels Midland Completes Public Offering Of $1750 Million Equity Units 38
Solar Power Completes Second Tranche Of Private Placement Of $2 Million 40
A123 Systems Completes IPO For $428.32 Million 41
Suntech Power Holdings Completes Public Offering Of $287.5 Million 42
agri.capital Completes Private Placement Of $81 Million 44
Energizer Prices Public Offering Of $535 Million 45
SunPower Completes Its Common Stock Offering For $198 Million 47
Portland General Electric Completes Public Offering Of $175.93 Million 49
Avago Technologies Completes IPO 51
Yingli Green Energy Announces Exercise Of Over-Allotment Option For $235 Million 52
General Electric Completes Public Offering For $12 Billion 54
Waste Connections Completes Public Offering For $411 Million 56
Trina Solar Completes Public Offering Of $162 Million 58
SunPower Completes Secondary Offering 59
NRG Energy Completes Public Offering Of $500 Million 60
NRG Energy Completes Public Offering Of $1,016.7 Million 62
Nalco Completes Secondary Offering Of $616 Million 64
Promotora Ambiental Completes IPO 66
Nalco Completes Initial Public Offering Of $766.66 Million 67
Ormat Technologies Completes IPO 69
Westar Energy Completes Public Offering Of $207 Million 71
Canadian Solar Completes Initial Public Offering Of $94.5 Million 73
Debt Offerings 75
Praxair Completes Unsecured Senior Notes Offering For $400 Million 75
Praxair Completes Public Offering Of $400 Million 76
Calpine Completes $736 Million Unsecured Convertible Notes Offering 77
PacifiCorp Completes Public Offering Of 4.95% First Mortgage Bonds For $200 Million 78
PacifiCorp Completes Public Offering Of 5.9% First Mortgage Bonds For $200 Million 79
General Motors Issues $650 Million 7.50% Senior Notes Due 2044 80
Westar Energy Completes Debt Offering Of 6% First Mortgage Bonds For $250 Million 82
Dupont Completes Public Offering Of $900 Million 4.125% Global Notes Due 2010 83
Dupont Completes Public Offering Of $500 Million 4.875% Global Notes Due 2014 84
Waste Management Completes Debt Offering Of $350 Million 85
AES Corporation Completes Public Offering Of $500 Million Unsecured Senior Notes 86
Calpine Completes Issue Of Senior Unsecured Convertible Notes For Gross Proceeds Of $900 Million 87
Dominion Resources Completes Debt Offering Of Series C Senior Notes For $500 Million 88
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 89
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 90
Tennessee Valley Completes Public Offering Of 4.65% Global Power Bonds For $500 Million 91
CMS Energy Completes Debt Offering Of $150 Million 92
CMS Energy Completes Senior Notes Offering Of $287.5 Million 93
Tennessee Valley Completes Public Offering Of 5.375% Global Power Bonds For $1,000 Million 94
Honeywell Completes Public Offering Of $300 Million Floating Rate Senior Notes Due 2009 95
Honeywell Completes Public Offering Of $400 Million 5.4% Senior Notes Due 2016 96
Honeywell Completes Public Offering Of $550 Million 5.7% Senior Notes Due 2036 97
Cisco Systems Completes Public Offering Of $500 Million Floating Rate Notes Due 2016 98
Cisco Systems Completes Public Offering Of $3 Billion 5.25% Senior Notes Due 2011 99
Cisco Systems Completes Public Offering Of $3 Billion 5.5% Senior Notes Due 2016 100
NRG Energy Completes Public Offering Of $1,200 Million 101
NRG Energy Completes Public Offering Of $2,400 Million 102
Wisconsin Energy Issues $500 Million Series A Junior Subordinated Notes Due 2067 103
General Motors Issues $1,500 Million 1.5% Convertible Debentures Due 2009 104
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 106
Honeywell International Completes Public Offering Of $400 Million 5.3% Senior Notes Due 2017 108
Honeywell International Completes Public Offering Of $600 Million 5.7% Senior Notes Due 2037 109
Praxair Completes Public Offering Of Senior Notes For $325 Million 110
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 111
SunPower Completes $200 Million 1.25% Convertible Senior Debentures Public Offering 112
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 113
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 115
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 117
Dupont Completes 5.25% Notes Offering For $600 Million 119
DuPont Completes 5.6% Notes Offering For $400 Million 120
Dupont Completes 5% Notes Offering For $750 Million 121
Dupont Completes 6% Notes Offering For $1.25 Billion 122
Trina Solar Completes Senior Convertible Notes Offering Of $138 Million 123
CMS Energy Completes Public Offering Of $173 Million 5.5% Senior Notes Due 2029 124
CMS Energy Completes Public Offering Of $300 Million 8.75% Senior Notes Due 2019 125
Waste Management Issues $348.78 Million 6.375% Senior Notes Due 2015 126
Waste Management Issues $449.47 Million 7.375% Senior Notes Due 2019 127
Honeywell International Completes Public Offering Of $600 Million 3.88% Senior Notes Due 2019 128
Honeywell International Completes Public Offering Of $900 Million 5% Senior Notes Due 2019 129
DuPont Issues $398.86 Million 4.75% Notes Due 2015 130
DuPont Issues $498.23 Million 5.75% Notes Due 2019 131
Cisco Systems Completes Offering Of $2 Billion Of 5.9% Senior Notes Due 2039 132
Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 133
United Technologies Completes Debt Offering Of $1,250 Million 134
FPL Group Completes Debt Offering Of $450 Million 135
Westar Energy Completes Debt Offering Of $300 Million 136
SunPower Completes Public Offering Of $230 Million 4.75% Senior Convertible Debentures Due 2014 137
Emerson Electric Completes 4.12% Notes Offering For $250 Million 138
Emerson Electric Completes 5% Notes Offering For $250 Million 139
Emerson Electric Completes 6.12% Notes Offering For $250 Million 140
Portland General Electric Completes 6.1% Mortgage Bonds Offering For $300 Million 141
Duke Energy Completes Public Offering Of $450 Million 5.45% Mortgage Bonds 142
Duke Energy Completes Public Offering Of $450 Million 6.45% Bonds Due 2039 143
Praxair Completes Public Offering Of 4.375% Bonds For $300 Million 144
Weyerhaeuser announces pricing of public offering of senior notes for $500 million 145
Total Completes 3.12% Senior Notes Offering For $1 Billion 146
Shell Completes Public Offering Of $1.5 Billion Of 1.3% Guaranteed Notes Due 2011 147
Shell Completes Public Offering Of $1 Billion Of 3.25% Guaranteed Notes Due 2015 148
Shell Completes Public Offering Of $2 Billion Of 4.3% Guaranteed Notes Due 2019 149
Shell Completes Public Offering Of $500 Million Of Floating Rate Guaranteed Notes Due 2011 150
Duke Energy Prices 5.05% Senior Notes Offering For $500 Million 151
Duke Energy Prices 3.95% Senior Notes Offering For $500 Million 152
Praxair Completes Public Offering Of 4.5% Notes Due August 2019 For $600 Million 153
Dominion Resources Prices 5.2% Senior Notes Offering For $500 Million 154
PNM Resources Completes Public Offering Of Senior Unsecured Notes For $350 Million 155
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 156
Waste Management Completes Public Offering Of Senior Notes For $600 Million 157
International Paper Completes Public Offering Of $1,000 Million 158
International Paper Completes Public Offering Of $1,700 Million 159
International Paper Completes Public Offering Of $300 Million 160
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 161
Energy Conversion Devices Completes Public Offering Of Convertible Senior Notes For $316.3 Million 162
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 163
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 165
Evergreen Solar Announces Exercise Of Underwriters Over Allotment Option 167
SunPower Completes Convertible Debenture Offering Of $225 Million 168
Honeywell Completes Public Offering Of $500 Million Floating Rate Senior Notes Due 2009 169
Honeywell Completes Public Offering Of $400 Million 5.625% Senior Note Due 2012 170
Suncor Energy Completes Public offering Of $750 Million Of Senior Unsecured Notes 171
FPL Group Completes Subordinated Debentures Offering For $400 Million 172
Enel Completes Private Placement Of $1,000 Million Bonds 173
Enel Completes Private Placement Of $1,500 Million Bonds 174
Enel Completes Private Placement Of $1,000 Million Bonds 175
Husky Energy Completes Public Offering Of $300 Million Notes 176
Husky Energy Completes Public Offering Of $450 Million Notes 177
Xcel Energy Completes Public Offering Of $400 Million 178
Florida Power & Light Completes Public Offering Of $600 Million 180
Archer Daniels Midland Completes Public Offering Of $500 Million 6.45% Debentures Due 2038 181
Dupont Completes 5% Notes Offering For $750 Million 182
Appendix 183
Methodology 183
About Global Markets Direct 183
Contact Us 183
Disclaimer 183