Table of Contents
Table of Contents 2
List of Tables 7
List of Figures 12
J.P. Morgan Securities, Inc., Alternative Energy Deals Advised By Year, 2004 to YTD 2009 13
J.P. Morgan Securities, Inc., Alternative Energy Deals Advised By Type, 2004 to YTD 2009 14
J.P. Morgan Securities, Inc., Alternative Energy Deals Advised By Region, 2004 to YTD 2009 15
J.P. Morgan Securities, Inc., Alternative Energy Deals Advised By Sector, 2004 to YTD 2009 16
J.P. Morgan Securities, Inc., Alternative Energy Deals Advised Summary, 2004 to YTD 2009 17
J.P. Morgan Securities, Inc., Alternative Energy, Deal Details 32
Acquisition 32
Electricite de France To Acquire Constellation Energy Nuclear Group From Constellation Energy Group For $4,500 Million 32
RWE Receives Approval To Acquire Essent 34
Equity Offerings 35
Progress Energy Completes Public Offering Of $540 Million 35
Actuant Prices Its Common Stock Offering For $108 Million 37
American Electric Power Prices Its Common Stock Offering Of $1,470 Million 38
Otter Tail Completes Public Offering Of $155.3 Million 39
Synthesis Energy Systems Announces Exercise Of Underwriter's Overallotment Option 41
Energy Conversion Devices Completes Public Offering Of $105.15 Million 43
Archer Daniels Midland Completes Public Offering Of $1750 Million Equity Units 44
Ascent Solar Completes Public Offering Of $61.2 Million 46
General Electric Completes Public Offering For $12 Billion 47
EnergySolutions Completes Initial Public Offering 49
Pepco Holdings Announces Secondary Offering Of Common Stock 51
Layne Christensen Completes Public Offering Of $169 Million 52
Westar Energy Completes Public Offering Of $207 Million 54
Alabama Power Completes Public Offering Of $150 Million 55
BioFuel Energy Completes Initial Public Offering Of $63.39 Million 57
Consolidated Edison Completes Public Offering Of $561 Million 58
Covanta Raises $142.84 Million In Public Offering 59
AECOM Technology completes equity offering of $80.8 Million 61
Ameren Prices Its Public Offering For $479.75 Million 63
Bunge Prices Its Public Offering For $665 Million 65
Valero Energy Prices Its Common Stock Offering For $720 Million 66
Portland General Electric Completes Public Offering Of $175.93 Million 68
Aventine Renewable Energy Holdings Completes IPO 70
Pike Electric Completes Initial Public Offering For $140 Million 72
Alabama Power Completes Public Offering Of $150 Million 73
Atmos Energy Completes Common Stock Offering Of $245.99 Million 74
Ameren Completes Public Offering Of $458.85 Million 76
Entergy Completes $500 Million Equity Units IPO 78
Valero Energy Corporation Completes Public Offering Of $416 Million 80
Conergy Completes Private Placement Of $197 Million 81
Vectren Completes Public Offering Of $130.32 Million 82
Debt Offerings 84
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 84
Florida Power & Light Completes Public Offering Of $240 Million 85
Southern California Edison Completes Public Offering Of Series 2004A Bonds For $300 Million 86
Southern California Edison Completes Public Offering Of Series 2004B Bonds For $525 Million 87
Southern California Edison Completes Public Offering Of Series 2004C Bonds For $150 Million 88
AmerenUE Completes Public Offering Of $260 Million 89
Georgia Power Completes Public Offering Of Series Z Senior Notes For $250 Million 90
Progress Energy Carolinas Issues 5.25% First Mortgage Bonds For $400 Million 91
Dominion Resources Completes Debt Offering Of Senior Notes For $1000 Million 92
Consumers Energy Completes Public Offering Of $175 Million 93
Arizona Public Service Completes Debt Offering Of 5.8% Global Securities For $300 Million 94
Westar Energy Completes Debt Offering Of 6% First Mortgage Bonds For $250 Million 95
Consolidated Edison Completes Public Offering For $275 Million 96
Dupont Completes Public Offering Of $900 Million 4.125% Global Notes Due 2010 97
Dupont Completes Public Offering Of $500 Million 4.875% Global Notes Due 2014 98
International Paper Completes Public Offering Of Notes For $600 Million 99
International Paper Completes Public Offering Of Senior Notes For $400 Million 100
Southern California Edison Completes Public Offering Of Series 2004G Bonds For $350 Million 101
Southern California Edison Completes Public Offering Of Series 2004F Bonds For $300 Million 102
Consolidated Edison Completes Public Offering For $200 Million 103
Consolidated Edison Completes Public Offering For $200 Million 105
Dupont Completes 5.25% Notes Offering For $600 Million 106
DuPont Completes 5.6% Notes Offering For $400 Million 107
Southern California Completes Public Offering Of 5.55% Bonds Due 2037 For $400 Million 108
Praxair Completes Unsecured Senior Notes Offering For $400 Million 109
Dominion Resources Completes $500 Million Debt Offering 110
Arizona Public Service Completes Public Offering Of $250 Million 111
Arizona Public Service Completes Public Offering Of $150 Million 112
Northern States Power Completes Debt Offering Of $250 Million 113
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 114
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 115
Southern California Completes Public Offering Of 5.35% Bonds Due 2035 For $350 Million 116
Puget Sound Completes Public Offering Of $250 Million 117
Progress Energy Carolinas Issues 5.15% First Mortgage Bonds For $300 Million 118
Progress Energy Carolinas Issues 5.70% First Mortgage Bonds For $200 Million 119
Alabama Power Completes Public Offering Of Series DD Senior Notes For $250 Million 120
Alabama Power Completes Public Offering Of Series DD Notes For $250 Million 121
Consolidated Edison Completes Public Offering For $350 Million 122
Southern California Completes Public Offering Of 5% Bonds Due 2016 For $400 Million 123
Southern California Completes Public Offering Of 5.55% Bonds Due 2036 For $250 Million 124
Westar Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $125 Million 125
Westar Energy Completes Debt Offering Of 5.95% First Mortgage Bonds For $125 Million 126
Reliant Energy Completes Public Offering Of $750 Million 127
CMS Energy Completes Senior Notes Offering Of $287.5 Million 128
OGE Energy Completes Public Offering Of $100 Million 129
PacifiCorp Completes Public Offering Of 4.95% First Mortgage Bonds For $200 Million 130
PacifiCorp Completes Public Offering Of 5.9% First Mortgage Bonds For $200 Million 131
PPL Energy Supply Completes Public Offering Of Senior Unsecured Notes Due 2014 132
Oklahoma Gas Sells $140 Million Senior Notes 133
OG&E Electric Completes Public Offering Of 6.5% Senior Notes For $140 million 134
Puget Sound Completes Public Offering Of $250 Million 135
Edison Mission Energy Completes Private Placement Of 7.5% Senior Notes Due 2013 136
Edison Mission Energy Completes Private Placement Of 7.75% Senior Notes Due 2016 137
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $13.8 Million 138
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $38.86 Million 139
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $52.99 Million 140
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $15 Million 141
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $119.69 Million 142
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $6.75 Million 143
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $79.18 Million 144
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $121.32 Million 145
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $133.8 Million 146
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $24 Million 147
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $120.81 Million 148
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $1.55 Million 149
Long Island Power Authority Completes Public Offering Of 2006 Series A Bonds For $125.31 Million 150
Long Island Power Authority Completes Public Offering Of 2006 Series B Bonds For $4.24 Million 151
Long Island Power Authority Completes Public Offering Of 2006 Series B Term Bonds For $92.72 Million 152
Commonwealth Edison Completes Public Offering Of $325 Million 153
OG&E Electric Completes Public Offering Of 5.75% Senior Notes For $110 Million 154
OG&E Electric Completes Public Offering Of 5.15% Senior Notes For $110 Million 155
Dominion Virginia Completes Debt Offering Of $450 Million 156
Dominion Virginia Completes Debt Offering Of Senior Notes For $550 Million 157
Progress Energy Issues Series A Floating Rate Senior Notes For $100 Million 158
Oklahoma Gas Completes Public Offering Of $110 Million 159
Oklahoma Gas Completes Public Offering Of $110 Million 160
Emerson Electric Completes Public Offering For $250 Million 161
FPL Group Completes 5.96% Mortgage Bonds Offering For $500 Million 162
Vattenfall Completes 4.13% Bonds Offering For $627.21 Million 163
Vattenfall Completes 5.25% Bonds Offering For $1,379.85 Million 164
Vattenfall Completes 6.25% Bonds Offering For $1,379.85 Million 165
Southern Company Completes 5.55% Senior Notes Offering For $125 Million 166
Omaha Public Completes Public Offering Of $3.5 Million 2009 4% Series A Bonds Due 2023 167
Omaha Public Completes Public Offering Of $3.2 Million 4.2% 2009 Series A Bonds Due 2024 168
Omaha Public Completes Public Offering Of $3.5 Million 4.3% 2009 Series A Bonds Due 2025 169
Omaha Public Completes Public Offering Of $3.7 Million 4.45% 2009 Series A Bonds Due 2026 170
Omaha Public Completes Public Offering Of $3.7 Million 4.55% 2009 Series A Bonds Due 2027 171
Omaha Public Completes Public Offering Of $3.9 Million 4.65% 2009 Series A Bonds Due 2028 172
Omaha Public Completes Public Offering Of $4.2 Million 4.75% 2009 Series A Bonds Due 2029 173
Omaha Public Completes Public Offering Of $25 Million 5% 2009 Series A Bonds Due 2034 174
Omaha Public Completes Public Offering Of $34 Million 5% 2009 Series A Bonds Due 2039 175
Ameren Corporation Announces 8.87% Senior Notes Offering For $450 Million 176
DTE Energy Completes 7.62% Senior Notes Offering For $300 Million 177
Vattenfall Completes 4.25% Euro Bond Offering For $1,806.21 Million 178
International Paper Completes 9.37% Senior Notes Offering For $1,000 Million 179
DONG Energy Announces Offering Of 4.87% Notes For $657.55 Million 180
DONG Energy Announces Offering Of 6.5% Notes For $657.55 Million 181
FirstEnergy Completes 7.25% Senior Secured Notes Offering For $300 Million 182
Emerson Electric Completes 4.12% Notes Offering For $250 Million 183
Emerson Electric Completes 5% Notes Offering For $250 Million 184
Emerson Electric Completes 6.12% Notes Offering For $250 Million 185
Progress Energy Issues 5.625% Senior Notes Due 2016 For $300 Million 186
OMV Completes Issues 6.25% Euro Bonds Due 2014 For $990.57 Million 187
Vattenfall Completes Public Offering Of $1,431 Million 6.875% Sterling Bonds Due 2039 188
Vattenfall Completes Public Offering Of $501 Million 6.125% Sterling Bonds Due 2019 189
International Paper Announces Public Offering Of 7.5% Senior Notes Due 2021 For $1 Billion 190
Tampa Electric Announces Public Offering Of $100 Million 191
Rochester Gas Completes 5.9% Bond Offering For $150 Million 192
Duke Energy Prices 5.05% Senior Notes Offering For $500 Million 193
Duke Energy Prices 3.95% Senior Notes Offering For $500 Million 194
Dominion Resources Prices 5.2% Senior Notes Offering For $500 Million 195
Alliant Energy Issues 4% Senior Notes Offering For $250 Million 196
Enel Completes Private Placement Of 3.875% Senior Notes Due 2014 For $1.25 Billion 197
Enel Completes Private Placement Of 5.125% Senior Notes Due 2019 For $1.75 Billion 198
Enel Completes Private Placement Of 6% Senior Notes Due 2039 For $1.5 Billion 199
Exelon Generation Prices 5.2% Senior Notes Offering For $600 Million 200
Exelon Generation Prices 6.25% Senior Notes Offering For $900 Million 201
AREVA Prices Offering Of 3.875% Euro Bonds Due 2016 For $1.82 Billion 202
AREVA Prices Offering Of 4.875% Euro Bonds Due 2024 For $1.45 Billion 203
Consumers Energy Completes Public Offering Of 6.7% Mortgage Bonds For $500 Million 204
Alabama Power Announces Debt Offering Of Series 2009A Notes For $500 Million 205
Nevada Power Completes 7.13% Mortgage Bonds Offering For $500 Million 206
Oglethorpe Power completes Private Placement Of 6.1% First Mortgage Bonds For $350 Million 207
Duke Energy Completes Public Offering Of 6.3% Senior Notes For $750 Million 208
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $3.38 Million 209
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $2.77 Million 210
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $10.12 Million 211
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $11.47 Million 212
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $15 Million 213
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $8.89 Million 214
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $36.08 Million 215
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $37.62 Million 216
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $34.87 Million 217
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $39.21 Million 218
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $15.06 Million 219
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $126.7 Million 220
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $3.2 Million 221
Long Island Power Authority Completes Public Offering Of 2009 Series A Term Bonds For $72.47 Million 222
Long Island Power Authority Completes Public Offering Of 2009 Series A Bonds For $19.01 Million 223
E.ON Completes Public Offering Of $2,271.55 Million Euro Benchmark Bonds 224
Alabama Power Completes Public Offering Of Series 2008B Notes For $250 Million 225
Pacific Gas and Electric Completes Senior Notes Offerings Of $400 Million 226
Pacific Gas and Electric Completes Senior Notes Offerings Of $200 Million 227
Long Island Power Authority Completes Public Offering Of 5.75% 2008 Series B Term Bonds For Proceeds Of $52.8 Million 228
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $9.97 Million 229
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $2.93 Million 230
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $5.59 Million 231
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $4.02 Million 232
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $3.71 Million 233
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $40.77 Million 234
Long Island Power Authority Completes Public Offering Of 2008 Series B Bonds For $29.56 Million 235
EDP – Energias Completes Public Offering Of $406.83 Million 236
Long Island Power Authority Completes Public Offering Of 6% 2008 Series A Term Bonds For Proceeds Of $355.06 Million 237
Long Island Power Authority Completes Public Offering Of 5.5% 2008 Series A Term Bonds For Proceeds Of $250 Million 238
Southern California Completes Public Offering Of 5.75% Bonds Due 2014 For $500 Million 239
Covanta Completes Public Offering Of $373.8 Million 240
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 241
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 243
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 245
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 247
Aventine Renewable Energy Completes Private Placement Of Senior Unsecured Notes 249
PPL Corporation Completes $500 Million Debt Offering 250
Praxair Completes Public Offering Of Senior Notes For $325 Million 251
Georgia Power Completes Offering Of Series 2007A Senior Notes For $250 Million 252
Atmos Energy Completes Public Offering Of $250 Million Of Senior Notes 253
FPL Group Completes Subordinated Debentures Offering For $400 Million 254
Georgia Power Completes Public Offering Of Series 2007B Notes For $450 Million 255
Valero Energy Completes Offering Of 6.125% Notes For $750 Million 256
Valero Energy Completes Offering Of 6.625% Notes For $1,500 Million 257
Reliant Energy Completes Public Offering Of $575 Million 258
Reliant Energy Completes Public Offering Of $725 Million 259
Puget Sound Energy Completes Public Offering Of Series A Notes For $250 Million 260
Wisconsin Energy Issues $500 Million Series A Junior Subordinated Notes Due 2067 261
Enel Completes Private Placement Of $1,000 Million Bonds 262
Enel Completes Private Placement Of $1,500 Million Bonds 263
Enel Completes Private Placement Of $1,000 Million Bonds 264
Consolidated Edison Completes Public Offering Of $525 Million 265
Public Service Completes Public Offering Of $350 Million 266
Praxair Completes Public Offering Of $400 Million 267
Great Plains Energy Completes Public Offering Of 6.875% Notes For $100 Million 268
Suncor Energy Raises $400 Million Of Senior Unsecured Notes 269
PacifiCorp Completes Public Offering Of 6.25% First Mortgage Bonds For $600 Million 270
Dupont Completes 5% Notes Offering For $750 Million 271
Interstate Power Completes Public Offering Of $250 Million 7.25% Senior Debentures Due 2018 272
Wisconsin Power Completes Public Offering Of $250 Million 7.6% Debentures Due 2038 273
E.ON Completes Public Offering Of $2,000 Million Benchmark Bonds 274
E.ON Completes Public Offering Of $1,000 Million Benchmark Bonds 275
AmerenUE Completes Public Offering Of $250 Million 276
Georgia Power Completes Public Offering Of Series 2008A Notes For $250 Million 277
Progress Energy Carolinas Completes Public Offering Of 6.3% Bonds For $325 Million 278
Kansas City Completes Debt Offering Of 6.375% Unsecured Senior Notes For $350 Million 279
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 280
Archer Daniels Midland Completes Public Offering Of $700 Million 5.45% Senior Notes Due 2018 281
Duke Energy Completes Public Offering Of $500 Million Of 6% Mortgage Refunding Bonds Due 2038 282
Southern California Completes Public Offering Of 5.95% Bonds Due 2038 For $600 Million 283
Xcel Energy Completes Public Offering Of $400 Million 284
Alabama Power Completes Public Offering Of Series 2007D Notes For $500 Million 286
Energy Conversion Devices Completes Public Offering Of Convertible Senior Notes For $316.3 Million 287
AmerenUE Completes Public Offering Of $450 Million 288
Amerenue Announces Offering Of Senior Secured Notes For $450 Million 289
International Paper Completes Public Offering Of $1,000 Million 290
International Paper Completes Public Offering Of $1,700 Million 291
International Paper Completes Public Offering Of $300 Million 292
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 293
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 294
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 295
Madison Gas & Electric Completes $40 Million Private Placement Of Senior Notes 296
Consumers Energy Completes Debt Offeing Of $350 Million 297
Ferro Announces Exercise Of Underwriters Over Allotment Option 298
Southern Company Issues Series 2008A Floating Rate Senior Notes For $600 Million 299
Entergy Arkansas Completes Public Offering Of 5.4% First Mortgage Bonds For $300 Million 300
Dupont Completes 5% Notes Offering For $750 Million 301
Dupont Completes 6% Notes Offering For $1.25 Billion 302
PacifiCorp Completes Public Offering Of 5.65% First Mortgage Bonds For $500 Million 303
PacifiCorp Completes Debt Offering Of 6.35% First Mortgage Bonds For $300 Million 304
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 305
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 307
Kansas City Power Announces 7.16% Bond Offering For $400 Million 309
Florida Power & Light Completes Public Offering Of $500 Million 310
EDP - Energias de Portugal Completes Public Offering Of $1.4 Billion 311
Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 312
United Technologies Completes Debt Offering Of $1,250 Million 313
Asset Transactions 314
FCC Acquires Wind Power Assets From Babcock & Brown Wind Partners 314
FPL Energy Acquires Point Beach Nuclear Plant From Wisconsin Electric Power 316
Appendix 317
Methodology 317
About Global Markets Direct 317
Contact Us 317
Disclaimer 317