Table of Contents
Table of Contents 2
List of Tables 7
List of Figures 11
J.P. Morgan Securities, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 12
J.P. Morgan Securities, Inc., Clean Technology Deals Advised By Year, 2004 to YTD 2009 12
J.P. Morgan Securities, Inc., Clean Technology Deals Advised By Type, 2004 to YTD 2009 13
J.P. Morgan Securities, Inc., Clean Technology Deals Advised By Region, 2004 to YTD 2009 14
J.P. Morgan Securities, Inc., Clean Technology Deals Advised By Sector, 2004 to YTD 2009 15
J.P. Morgan Securities, Inc., Clean Technology Deals Advised Summary, 2004 to YTD 2009 16
J.P. Morgan Securities, Inc., Clean Technology, Deal Details 29
Merger Deals 29
Pulte Homes to merge with Centex 29
Acquisition 31
RWE Receives Approval To Acquire Essent 31
Caterpillar Acquires Progress Rail Services 32
Equity Offerings 34
Covanta Raises $142.84 Million In Public Offering 34
Conergy Completes Private Placement Of $197 Million 36
Aventine Renewable Energy Holdings Completes IPO 37
Pike Electric Completes Initial Public Offering For $140 Million 39
Nalco Completes Initial Public Offering Of $766.66 Million 40
Nalco Completes Secondary Offering Of $616 Million 42
Entergy Completes $500 Million Equity Units IPO 44
Valero Energy Corporation Completes Public Offering Of $416 Million 46
American Electric Power Prices Its Common Stock Offering Of $1,470 Million 48
Johnson Controls Completes Public Offering Of Equity Units For $450 Million 49
Safety-Kleen Announces Initial Public Offering 51
Portland General Electric Completes Public Offering Of $175.93 Million 52
AECOM Technology completes equity offering of $80.8 Million 54
Actuant Prices Its Common Stock Offering For $108 Million 56
IESI-BFC Announces Exercise Of Over-Allotment Option 57
Valero Energy Prices Its Common Stock Offering For $720 Million 59
Energizer Prices Public Offering Of $535 Million 61
Balfour Beatty announces rights issue of common shares for $608 million 63
Cree Prices Public Offering Of Common Shares For $390 Million 65
EnerNOC Completes Public Offering Of $88 Million 67
Bunge Prices Its Public Offering For $665 Million 68
Avago Technologies Completes IPO 70
General Electric Completes Public Offering For $12 Billion 71
Waste Connections Completes Public Offering For $411 Million 73
Otter Tail Completes Public Offering Of $155.3 Million 75
Energy Conversion Devices Completes Public Offering Of $105.15 Million 77
Eaton Completes Public Offering Of $1,568.95 Million 79
Archer Daniels Midland Completes Public Offering Of $1750 Million Equity Units 81
Polypore International Completes Follow-On Equity Offering Of $90 Million 83
Ascent Solar Completes Public Offering Of $61.2 Million 84
Cascal Completes IPO For $144 Million 86
EnergySolutions Completes Initial Public Offering 87
Altair Nanotechnologies Completes Private Placement For $40 Million 89
Westar Energy Completes Public Offering Of $207 Million 90
BioFuel Energy Completes Initial Public Offering Of $63.39 Million 92
Polypore International Completes IPO 93
Watts Water Technologies Completes Public Offering Of $230 Million 94
Debt Offerings 96
Praxair Completes Unsecured Senior Notes Offering For $400 Million 96
Dominion Resources Completes $500 Million Debt Offering 97
Metropolitan Water Issues $13 Million 5% Limited Tax Bonds Series 2006 Due 2011 98
Metropolitan Water Issues $14.6 Million 5% Limited Tax Bonds Series 2006 Due 2010 99
Metropolitan Water Issues $12.4 Million 5% Limited Tax Bonds Series 2006 Due 2012 100
Metropolitan Water Issues $12 Million 5% Limited Tax Bonds Series 2006 Due 2015 101
Metropolitan Water Issues $11.52 Million 5% Limited Tax Bonds Series 2006 Due 2016 102
Metropolitan Water Issues $11.15 Million 5% Limited Tax Bonds Series 2006 Due 2017 103
Metropolitan Water Issues $11.77 Million 5% Limited Tax Bonds Series 2006 Due 2018 104
Metropolitan Water Issues $11.95 Million 5% Limited Tax Bonds Series 2006 Due 2019 105
Metropolitan Water Completes 5% Bond Offering For 13 Million 106
Metropolitan Water Completes 5% Bond Offering For $12 Million 107
Metropolitan Water Completes 5% Bond Offering For $15 Million 108
Metropolitan Water Issues $10.44 Million 5% Limited Tax Bonds Series 2006 Due 2027 109
Metropolitan Water Completes 5% Bond Offering For 100 Million 110
Metropolitan Water Issues $100 Million 5% General Obligation Capital Improvement Bonds Due 2035 111
FPL Group Completes Subordinated Debentures Offering For $400 Million 112
Valero Energy Completes Offering Of 6.125% Notes For $750 Million 113
Valero Energy Completes Offering Of 6.625% Notes For $1,500 Million 114
Puget Sound Energy Completes Public Offering Of Series A Notes For $250 Million 115
Wisconsin Energy Issues $500 Million Series A Junior Subordinated Notes Due 2067 116
General Motors Issues $1,500 Million 1.5% Convertible Debentures Due 2009 117
Westar Energy Completes Debt Offering Of 6.1% First Mortgage Bonds For $150 Million 119
Emerson Electric Completes Public Offering Of $250 Million Of 5.375% Notes Due 2017 121
Union Pacific Completes Public Offering Of 5.65% Notes Due 2017 For $250 Million 122
Union Pacific Issues $248.9 Million 6.15% Debentures Due 2037 123
Aventine Renewable Energy Completes Private Placement Of Senior Unsecured Notes 124
Honeywell International Completes Public Offering Of $400 Million 5.3% Senior Notes Due 2017 125
Honeywell International Completes Public Offering Of $600 Million 5.7% Senior Notes Due 2037 126
Praxair Completes Public Offering Of Senior Notes For $325 Million 127
Praxair Completes Public Offering Of $400 Million 128
PacifiCorp Completes Public Offering Of 6.25% First Mortgage Bonds For $600 Million 129
Suncor Energy Raises $400 Million Of Senior Unsecured Notes 130
Enel Completes Private Placement Of $1,000 Million Bonds 131
Enel Completes Private Placement Of $1,500 Million Bonds 132
Enel Completes Private Placement Of $1,000 Million Bonds 133
Honeywell Completes Public Offering Of $500 Million Floating Rate Senior Notes Due 2009 134
Honeywell Completes Public Offering Of $400 Million 5.625% Senior Note Due 2012 135
Dupont Completes 5% Notes Offering For $750 Million 136
Xcel Energy Completes Public Offering Of $400 Million 137
Emerson Electric Completes Public Offering Of $400 Million Of 5.25% Notes Due 2018 139
Eaton Completes Public Offering Of 5.6% Senior Notes Due 2018 For $450 Million 140
Eaton Completes Public Offering Of 4.9% Senior Notes Due 2013 For $300 Million 141
Monsanto Issues $300 Million 5.125% Senior Notes Due 2018 142
Monsanto Issues $250 Million 5.875% Senior Notes Due 2038 143
Kansas City Completes Debt Offering Of 6.375% Unsecured Senior Notes For $350 Million 144
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 145
Waste Management Completes Public Offering Of Senior Notes For $600 Million 146
Royal Philips Electronics Completes Public Offering Of 4.625% Senior Notes For $500 Million 147
Royal Philips Electronics Completes Public Offering Of 5.75% Senior Notes For $1,250 Million 148
Royal Philips Electronics Completes Public Offering Of 6.875% Senior Notes For $1,000 Million 149
Royal Philips Electronics Completes Public Offering Of Floating Rate Senior Notes For $350 Million 150
Archer Daniels Midland Completes Public Offering Of $700 Million 5.45% Senior Notes Due 2018 151
Union Pacific Completes Public Offering Of 5.7% Notes Due 2018 For $750 Million 152
Energy Conversion Devices Completes Public Offering Of Convertible Senior Notes For $316.3 Million 153
International Paper Completes Public Offering Of $1,000 Million 154
International Paper Completes Public Offering Of $1,700 Million 155
International Paper Completes Public Offering Of $300 Million 156
Madison Gas & Electric Completes $40 Million Private Placement Of Senior Notes 157
Wisconsin Power Completes Public Offering Of $250 Million 7.6% Debentures Due 2038 158
International Paper Announces Public Offering Of 7.5% Senior Notes Due 2021 For $1 Billion 159
Casella Waste Systems Completes Private Placement Of $180 Million Of 11% Senior Notes Due 2014 160
Tampa Electric Announces Public Offering Of $100 Million 161
Dominion Resources Prices 5.2% Senior Notes Offering For $500 Million 162
Duke Energy Prices 5.05% Senior Notes Offering For $500 Million 163
Duke Energy Prices 3.95% Senior Notes Offering For $500 Million 164
Exelon Generation Prices 5.2% Senior Notes Offering For $600 Million 165
Exelon Generation Prices 6.25% Senior Notes Offering For $900 Million 166
AREVA Prices Offering Of 3.875% Euro Bonds Due 2016 For $1.82 Billion 167
AREVA Prices Offering Of 4.875% Euro Bonds Due 2024 For $1.45 Billion 168
Alliant Energy Issues 4% Senior Notes Offering For $250 Million 169
Enel Completes Private Placement Of 3.875% Senior Notes Due 2014 For $1.25 Billion 170
Enel Completes Private Placement Of 5.125% Senior Notes Due 2019 For $1.75 Billion 171
Enel Completes Private Placement Of 6% Senior Notes Due 2039 For $1.5 Billion 172
Weyerhaeuser announces pricing of public offering of senior notes for $500 million 173
Vattenfall Completes 4.25% Euro Bond Offering For $1,806.21 Million 174
International Paper Completes 9.37% Senior Notes Offering For $1,000 Million 175
DONG Energy Announces Offering Of 4.87% Notes For $657.55 Million 176
DONG Energy Announces Offering Of 6.5% Notes For $657.55 Million 177
Georgia-Pacific Completes 8.25% Senior Notes Offering For $750 Million 178
FirstEnergy Completes 7.25% Senior Secured Notes Offering For $300 Million 179
Emerson Electric Completes 4.12% Notes Offering For $250 Million 180
Emerson Electric Completes 5% Notes Offering For $250 Million 181
Emerson Electric Completes 6.12% Notes Offering For $250 Million 182
Owens Corning Completes Public Offering Of 9% Senior Notes Due 2019 For $350 Million 183
EDP - Energias de Portugal Completes Public Offering Of $1.4 Billion 184
OMV Completes Issues 6.25% Euro Bonds Due 2014 For $990.57 Million 185
Vattenfall Completes Public Offering Of $1,431 Million 6.875% Sterling Bonds Due 2039 186
Vattenfall Completes Public Offering Of $501 Million 6.125% Sterling Bonds Due 2019 187
Consumers Energy Completes Public Offering Of 6.7% Mortgage Bonds For $500 Million 188
Nevada Power Completes 7.13% Mortgage Bonds Offering For $500 Million 189
Honeywell International Completes Public Offering Of $600 Million 3.88% Senior Notes Due 2019 190
Honeywell International Completes Public Offering Of $900 Million 5% Senior Notes Due 2019 191
DuPont Issues $398.86 Million 4.75% Notes Due 2015 192
DuPont Issues $498.23 Million 5.75% Notes Due 2019 193
Union Pacific Issues $349.91 Million 5.125% Senior Notes Due 2014 194
Union Pacific Issues $398.43 Million 6.125% Senior Notes Due 2020 195
Cisco Systems Completes Offering Of $2 Billion Of 5.9% Senior Notes Due 2039 196
Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 197
Duke Energy Completes Public Offering Of 6.3% Senior Notes For $750 Million 198
Emerson Electric Completes Public Offering Of $500 Million Of 4.875% Notes Due 2019 199
FPL Group Completes 5.96% Mortgage Bonds Offering For $500 Million 200
Vattenfall Completes 4.13% Bonds Offering For $627.21 Million 201
Vattenfall Completes 5.25% Bonds Offering For $1,379.85 Million 202
Vattenfall Completes 6.25% Bonds Offering For $1,379.85 Million 203
Southern Company Completes 5.55% Senior Notes Offering For $125 Million 204
Omaha Public Completes Public Offering Of $3.5 Million 2009 4% Series A Bonds Due 2023 205
Omaha Public Completes Public Offering Of $3.2 Million 4.2% 2009 Series A Bonds Due 2024 206
Omaha Public Completes Public Offering Of $3.5 Million 4.3% 2009 Series A Bonds Due 2025 207
Omaha Public Completes Public Offering Of $3.7 Million 4.45% 2009 Series A Bonds Due 2026 208
Omaha Public Completes Public Offering Of $3.7 Million 4.55% 2009 Series A Bonds Due 2027 209
Omaha Public Completes Public Offering Of $3.9 Million 4.65% 2009 Series A Bonds Due 2028 210
Omaha Public Completes Public Offering Of $4.2 Million 4.75% 2009 Series A Bonds Due 2029 211
Omaha Public Completes Public Offering Of $25 Million 5% 2009 Series A Bonds Due 2034 212
Omaha Public Completes Public Offering Of $34 Million 5% 2009 Series A Bonds Due 2039 213
Consumers Energy Completes Debt Offeing Of $350 Million 214
Ferro Announces Exercise Of Underwriters Over Allotment Option 215
Southern Company Issues Series 2008A Floating Rate Senior Notes For $600 Million 216
Dupont Completes 5% Notes Offering For $750 Million 217
Dupont Completes 6% Notes Offering For $1.25 Billion 218
PacifiCorp Completes Public Offering Of 5.65% First Mortgage Bonds For $500 Million 219
PacifiCorp Completes Debt Offering Of 6.35% First Mortgage Bonds For $300 Million 220
Alcoa Completes Public Offering Of $750 Million 6% Notes Due 2013 221
Alcoa Completes Public Offering Of $750 Million 6.75% Notes Due 2018 223
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 225
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 226
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 227
Johnson Controls Completes Public Offering Of $402.5 Million 6.5% Convertible Senior Notes Due 2012 228
Kansas City Power Announces 7.16% Bond Offering For $400 Million 229
Florida Power & Light Completes Public Offering Of $500 Million 230
United Technologies Completes Debt Offering Of $1,250 Million 231
EDP – Energias Completes Public Offering Of $406.83 Million 232
Florida Power & Light Completes Public Offering Of $240 Million 233
Dominion Resources Completes Debt Offering Of Senior Notes For $1000 Million 234
Centex Issues $150 Million 4.875% Notes Due 2008 235
Centex Issues $350 Million 5.45% Senior Notes Due 2012 236
Consumers Energy Completes Public Offering Of $175 Million 237
OGE Energy Completes Public Offering Of $100 Million 238
Centex Issues $300 Million 4.55% Senior Notes Due 2010 239
PacifiCorp Completes Public Offering Of 4.95% First Mortgage Bonds For $200 Million 240
PacifiCorp Completes Public Offering Of 5.9% First Mortgage Bonds For $200 Million 241
Oklahoma Gas Sells $140 Million Senior Notes 242
OG&E Electric Completes Public Offering Of 6.5% Senior Notes For $140 million 243
General Motors Issues $650 Million 7.50% Senior Notes Due 2044 244
Westar Energy Completes Debt Offering Of 6% First Mortgage Bonds For $250 Million 246
Centex Issues $350 Million 5.7% Senior Notes Due 2014 247
Union Pacific Issues $246.11 Million 6.25% Debentures Due 2034 248
Union Pacific Completes Public Offering Of 5.375% Senior Notes For $250 Million 249
Dupont Completes Public Offering Of $900 Million 4.125% Global Notes Due 2010 250
Dupont Completes Public Offering Of $500 Million 4.875% Global Notes Due 2014 251
Waste Management Completes Debt Offering Of $350 Million 252
International Paper Completes Public Offering Of Notes For $600 Million 253
International Paper Completes Public Offering Of Senior Notes For $400 Million 254
Monsanto Completes Public Offering Of $400 Million 255
Westar Energy Completes Debt Offering Of 5.1% First Mortgage Bonds For $250 Million 256
Westar Energy Completes Debt Offering Of 5.875% First Mortgage Bonds For $150 Million 257
Centex Issues $450 Million 5.25% Senior Notes Due 2015 258
Puget Sound Completes Public Offering Of $250 Million 259
Westar Energy Completes Debt Offering Of 5.15% First Mortgage Bonds For $125 Million 260
Westar Energy Completes Debt Offering Of 5.95% First Mortgage Bonds For $125 Million 261
CMS Energy Completes Senior Notes Offering Of $287.5 Million 262
Puget Sound Completes Public Offering Of $250 Million 263
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 264
Covanta Completes Public Offering Of $373.8 Million 265
Alcoa Completes Public Offering Of $750 Million 5.55% Notes Due 2017 266
Alcoa Completes Public Offering Of $625 Million 5.9% Notes Due 2027 268
Alcoa Completes Public Offering Of $625 Million 5.95% Notes Due 2037 270
Dupont Completes 5.25% Notes Offering For $600 Million 272
DuPont Completes 5.6% Notes Offering For $400 Million 273
Edison Mission Energy Completes Private Placement Of 7.5% Senior Notes Due 2013 274
Edison Mission Energy Completes Private Placement Of 7.75% Senior Notes Due 2016 275
Centex Issues $500 Million 6.5% Senior Notes Due 2016 276
Honeywell Completes Public Offering Of $300 Million Floating Rate Senior Notes Due 2009 277
Honeywell Completes Public Offering Of $400 Million 5.4% Senior Notes Due 2016 278
Honeywell Completes Public Offering Of $550 Million 5.7% Senior Notes Due 2036 279
Cisco Systems Completes Public Offering Of $500 Million Floating Rate Notes Due 2016 280
Cisco Systems Completes Public Offering Of $3 Billion 5.25% Senior Notes Due 2011 281
Cisco Systems Completes Public Offering Of $3 Billion 5.5% Senior Notes Due 2016 282
Johnson Controls Completes Public Offering Of Senior Notes For $400 Million 283
Johnson Controls Completes Public Offering For 10-Year Senior Notes For $800 Million 284
Johnson Controls Completes Public Offering Of Senior Notes For $800 Million 285
Johnson Controls Completes Public Offerings Of Floating Rate Notes For $500 Million 286
OG&E Electric Completes Public Offering Of 5.75% Senior Notes For $110 Million 287
OG&E Electric Completes Public Offering Of 5.15% Senior Notes For $110 Million 288
Oklahoma Gas Completes Public Offering Of $110 Million 289
Oklahoma Gas Completes Public Offering Of $110 Million 290
Emerson Electric Completes Public Offering For $250 Million 291
Asset Transactions 292
FCC Acquires Wind Power Assets From Babcock & Brown Wind Partners 292
Appendix 294
Methodology 294
About Global Markets Direct 294
Contact Us 294
Disclaimer 294