Table of Contents
Table of Contents 2
List of Tables 3
List of Figures 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy Deals Advised By Year, 2004 to YTD 2009 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy Deals Advised By Type, 2004 to YTD 2009 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy Deals Advised By Region, 2004 to YTD 2009 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy Deals Advised By Sector, 2004 to YTD 2009 9
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy Deals Advised Summary, 2004 to YTD 2009 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Alternative Energy, Deal Details 15
Equity Offerings 15
Telvent GIT Completes Initial Public Offering Of $83.22 Million 15
Raser Technologies Prices Its Common Stock Offering Of $17.78 Million 17
Ameren Prices Its Public Offering For $479.75 Million 18
General Electric Completes Public Offering For $12 Billion 20
Otter Tail Completes Public Offering Of $155.3 Million 22
USEC Completes Public Offering Of $224.48 Million 24
Layne Christensen Completes Public Offering Of $169 Million 26
China Sunergy Completes IPO Of $107.5 Million 28
Vectren Completes Public Offering Of $130.32 Million 29
Covanta Raises $142.84 Million In Public Offering 31
Trina Solar Completes Initial Public Offering Of $107.49 Million 33
Great Plains Energy Completes Common Stock Offering Of $144.3 Million 34
NRG Energy Completes Public Offering Of $500 Million 35
NRG Energy Completes Public Offering Of $1,016.7 Million 37
PNM Resources Completes Offering Of $104.63 Million 39
PNM Resources Completes Public Offering Of $247.5 Million 41
Aquila Completes Public Offering Of $117.3 Million 43
Atmos Energy Completes Common Stock Offering Of $245.99 Million 44
Great Plains Completes Public Offering Of $150 Million 46
FPL Group Completes Public Offering Of Preferred Trust Securities For $300 Million 48
Hawaiian Completes $50 Million Private Placement Of Trust Preferred Securities 50
Hawaiian Electric Completes Public Offering Of $103.72 Million 52
Debt Offerings 54
FPL Group Completes Junior Subordinated Debentures Offering Of $309 Million 54
Consolidated Edison Completes Public Offering For $200 Million 56
Consolidated Edison Completes Public Offering For $200 Million 58
AES Corporation Completes Public Offering Of $500 Million Unsecured Senior Notes 60
Georgia Power Completes Public Offering Of $200 Million 61
Great Plains Completes Public Offering Of $150 Million 62
Interstate Power Completes Public Offering Of $100 Million Senior Debentures 63
Alabama Power Completes Public Offering Of Series AA Notes For $150 Million 64
International Paper Completes Public Offering Of Notes For $600 Million 65
International Paper Completes Public Offering Of Senior Notes For $400 Million 66
Hawaiian Electric Completes Debt Offering Of $50 Million 67
Puget Sound Completes Public Offering Of $200 Million 68
Georgia Power Completes Public Offering Of Series W Senior Notes For $125 Million 69
Georgia Power Completes Public Offering Of Series X Senior Notes For $250 Million 70
Reliant Energy Completes Public Offering Of $750 Million 71
CMS Energy Completes Senior Notes Offering Of $287.5 Million 72
Dominion Virginia Completes Debt Offering Of $450 Million 73
Dominion Virginia Completes Debt Offering Of Senior Notes For $550 Million 74
Exelon Completes Public Offering Of Senior Notes Due 2010 For $400 Million 75
Exelon Completes Public Offering Of Senior Notes Due 2015 For $800 Million 76
Exelon Completes Public Offering Of Senior Notes Due 2035 For $500 Million 77
Alabama Power Completes Public Offering Of Series II Notes For $200 Million 78
Alabama Power Completes Public Offering Of Series GG Notes For $100 Million 80
NRG Energy Completes Public Offering Of $1,200 Million 81
NRG Energy Completes Public Offering Of $2,400 Million 82
NRG Energy Completes Public Offering Of $1,100 Million 83
Praxair Completes Unsecured Senior Notes Offering For $400 Million 84
FPL Group Issues Series A Junior Subordinated Debentures For $350 million 85
Dominion Resources Completes $500 Million Debt Offering 86
Alabama Power Completes Public Offering Of Series JJ Notes For $150 Million 87
Consolidated Edison Completes Public Offering Of $400 Million 89
Covanta Completes Public Offering Of $373.8 Million 90
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 91
Alabama Power Completes Public Offering Of Series 2007B Notes For $250 Million 92
Praxair Completes Public Offering Of Senior Notes For $325 Million 94
USEC Completes Public Offering Of $575 Million 95
FPL Group Issues $350 Million Series E Junior Subordinated Debentures 96
Georgia Power Completes Public Offering Of Series 2007D Notes For $300 Million 97
Duke Energy Completes Public Offering Of $500 Million Of 6.1% Senior Notes Due 2037 99
Reliant Energy Completes Public Offering Of $575 Million 100
Reliant Energy Completes Public Offering Of $725 Million 101
Southern California Completes Public Offering Of 5.5% Bonds Due 2018 For $400 Million 102
CMS Energy Completes Public Offering Of $173 Million 5.5% Senior Notes Due 2029 103
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 104
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 105
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 106
Constellation Energy Group Completes Public offering Of Debentures Of $450 Million 107
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 108
E.ON Completes Public Offering Of $2,000 Million Benchmark Bonds 109
E.ON Completes Public Offering Of $1,000 Million Benchmark Bonds 110
Raser Technologies Completes Private Placement Of $55 Million Convertible Notes 111
Tennessee Valley Completes $1,000 Million 2008 Series B Global Power Bonds Offering 112
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 113
Tennessee Valley Completes Public Offering Of $500 Million 114
Commonwealth Edison Completes Public Offering Of $450 Million 115
Xcel Energy Completes Public Offering Of $400 Million 116
Alabama Power Completes Public Offering Of Series 2007D Notes For $500 Million 118
Yingli Green Energy Completes Public Offering Of $172.5 Million 119
Praxair Completes Public Offering Of $400 Million 120
Appendix 121
Methodology 121
About Global Markets Direct 121
Contact Us 121
Disclaimer 121