Merrill Lynch, Pierce, Fenner & Smith Incorporated - Clean Technology - Advisory Profile

Table of Contents
Table of Contents 2
List of Tables 4
List of Figures 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised By Year, 2004 to YTD 2009 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised By Year, 2004 to YTD 2009 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised By Type, 2004 to YTD 2009 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised By Region, 2004 to YTD 2009 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised By Sector, 2004 to YTD 2009 9
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology Deals Advised Summary, 2004 to YTD 2009 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated, Clean Technology, Deal Details 14
Equity Offerings 14
Otter Tail Completes Public Offering Of $155.3 Million 14
Telvent GIT Completes Initial Public Offering Of $83.22 Million 16
Raser Technologies Prices Its Common Stock Offering Of $17.78 Million 18
A123 Systems Completes IPO For $428.32 Million 19
Cree Prices Public Offering Of Common Shares For $390 Million 20
Clean Energy Fuels Completes Follow-On Public Offering Of Common Stock For $78 Million 22
Clean Energy Announces Public Offering 24
American Water Completes Public Offering Of $250.13 Million 26
Mueller Water Products Announces Public Offering 28
Energizer Prices Public Offering Of $535 Million 29
China Sunergy Completes IPO Of $107.5 Million 31
American Water Files For Public Offering Of Its Common Stock 32
General Electric Completes Public Offering For $12 Billion 33
Covanta Raises $142.84 Million In Public Offering 35
Trina Solar Completes Initial Public Offering Of $107.49 Million 37
NRG Energy Completes Public Offering Of $500 Million 38
NRG Energy Completes Public Offering Of $1,016.7 Million 40
PNM Resources Completes Offering Of $104.63 Million 42
PNM Resources Completes Public Offering Of $247.5 Million 44
Aquila Completes Public Offering Of $117.3 Million 46
Hawaiian Completes $50 Million Private Placement Of Trust Preferred Securities 47
Hawaiian Electric Completes Public Offering Of $103.72 Million 49
FPL Group Completes Public Offering Of Preferred Trust Securities For $300 Million 51
Debt Offerings 53
AES Corporation Completes Public Offering Of $500 Million Unsecured Senior Notes 53
FPL Group Completes Junior Subordinated Debentures Offering Of $309 Million 54
Puget Sound Completes Public Offering Of $200 Million 56
General Motors Issues $650 Million 7.50% Senior Notes Due 2044 57
Union Pacific Issues $246.11 Million 6.25% Debentures Due 2034 59
Union Pacific Completes Public Offering Of 5.375% Senior Notes For $250 Million 60
International Paper Completes Public Offering Of Notes For $600 Million 61
International Paper Completes Public Offering Of Senior Notes For $400 Million 62
CMS Energy Completes Senior Notes Offering Of $287.5 Million 63
Union Pacific Issues $249.50 Million 4.875% Notes Due 2015 64
NRG Energy Completes Public Offering Of $1,100 Million 65
Praxair Completes Unsecured Senior Notes Offering For $400 Million 66
FPL Group Issues Series A Junior Subordinated Debentures For $350 million 67
Dominion Resources Completes $500 Million Debt Offering 68
Cisco Systems Completes Public Offering Of $500 Million Floating Rate Notes Due 2016 69
Cisco Systems Completes Public Offering Of $3 Billion 5.25% Senior Notes Due 2011 70
Cisco Systems Completes Public Offering Of $3 Billion 5.5% Senior Notes Due 2016 71
NRG Energy Completes Public Offering Of $1,200 Million 72
NRG Energy Completes Public Offering Of $2,400 Million 73
Covanta Completes Public Offering Of $373.8 Million 74
Union Pacific Completes Public Offering Of 7.875% Notes Due 2019 For $750 Million 75
Union Pacific Completes Public Offering Of 5.65% Notes Due 2017 For $250 Million 76
Union Pacific Issues $248.9 Million 6.15% Debentures Due 2037 77
Praxair Completes Public Offering Of Senior Notes For $325 Million 78
Archer Daniels Completes Private Placement Of $1,150 Million Senior Notes 79
Johnson Controls Completes Public Offering Of $402.5 Million 6.5% Convertible Senior Notes Due 2012 80
CMS Energy Completes Public Offering Of $173 Million 5.5% Senior Notes Due 2029 82
Dominion Resources Completes Public Offering Of 6.4% Senior Notes For $500 Million 83
Dominion Resources Completes Public Offering Of 7% Senior Notes For $400 Million 84
Dominion Resources Completes Public Offering Of Floating Rate Senior Notes For $300 Million 85
Constellation Energy Group Completes Public offering Of Debentures Of $450 Million 86
TVA Completes Issue Of $500 Million 2008 Series C Global Power Bonds 87
Monsanto Issues $300 Million 5.125% Senior Notes Due 2018 88
Monsanto Issues $250 Million 5.875% Senior Notes Due 2038 90
Raser Technologies Completes Private Placement Of $55 Million Convertible Notes 92
Tennessee Valley Completes $1,000 Million 2008 Series B Global Power Bonds Offering 93
Praxair Completes Public Offering Of $500 Million Seven Year Bonds 94
Union Pacific Completes Public Offering Of 5.7% Notes Due 2018 For $750 Million 95
Tennessee Valley Completes Public Offering Of $500 Million 96
Xcel Energy Completes Public Offering Of $400 Million 97
Yingli Green Energy Completes Public Offering Of $172.5 Million 99
Praxair Completes Public Offering Of $400 Million 100
Union Pacific Completes Public Offering Of 5.75% Notes Due 2017 For $500 Million 101
FPL Group Issues $350 Million Series E Junior Subordinated Debentures 102
General Motors Issues $1,500 Million 1.5% Convertible Debentures Due 2009 103
Appendix 105
Methodology 105
About Global Markets Direct 105
Contact Us 105
Disclaimer 105