1 Table of contents 2
1.1 List of Tables 4
1.2 List of Figures 6
2 Clean Technology, Deal Summary 8
2.1 Clean Technology, Global Deals Analysis, 2009 8
2.1.1 Clean Technology, Global Deals Analysis, 2009 by Quarter 9
2.2 Clean Technology, Global Number of Deals by Type, 2009 10
2.3 Clean Technology, Top Deals, Global, 2009 11
2.4 Clean Technology, Top Deals, Summaries, Global, 2009 11
2.4.1 Acciona Sells 25.01% Interest In Endesa To Enel 11
2.4.2 Enel Completes Rights Offering Of $10 Billion 11
2.4.3 RWE Acquires Essent 12
2.4.4 Vattenfall Acquires 49% Interest In Nuon 12
2.4.5 Alstom And Schneider Electric To Acquire Areva T&D From AREVA 12
2.4.6 Panasonic Acquires 50.19% Stake In Sanyo Electric 12
2.4.7 GCL-Poly Energy Acquires Jiangsu Zhongneng Polysilicon Technology Development 12
2.4.8 China Longyuan Electric Power Completes Initial Public Offering (IPO) Of $2,595 Million 13
2.4.9 Intel Issues $2 Billion Of 3.25% Junior Subordinated Convertible Debentures Due 2039 13
2.4.10 Cisco Systems Completes Offering Of $2 Billion Of 4.95% Senior Notes Due 2019 13
3 Clean Technology, Top Deal Makers, 2009 14
4 Clean Technology, Deals Summary, by Type 15
4.1 Clean Technology, Deals by Type, Global, 2005-2009 15
4.2 Clean Technology, Global Mergers and Acquisitions’ Deals, 2009 16
4.2.1 Clean Technology, Global Mergers and Acquisitions’ Deals, 2009 by Quarter 17
4.2.2 Top M&A Deals in 2009 18
4.3 Clean Technology, Global Asset Transactions, 2009 19
4.3.1 Clean Technology, Global Asset Transactions, 2009 by Quarter 20
4.3.2 Top Asset Transactions in 2009 21
4.4 Clean Technology, Global Equity Offerings, 2009 22
4.4.1 Clean Technology, Global Equity Offerings, 2009 by Quarter 23
4.4.2 Clean Technology, Global IPOs, 2009 24
4.4.3 Clean Technology, Global Secondary Offerings, 2009 25
4.4.4 Clean Technology, Global PIPE Deals, 2009 27
4.5 Clean Technology, Global Debt Offerings, 2009 29
4.5.1 Clean Technology, Global Debt Offerings, 2009 by Quarter 30
4.5.2 Clean Technology, Global Public Debt Offerings, 2009 31
4.5.3 Clean Technology, Global Private Debt Placements, 2009 33
4.6 Clean Technology, Global Private Equity Deals, 2009 35
4.6.1 Clean Technology, Global Private Equity Deals, 2009 by Quarter 36
4.6.2 Clean Technology, Global Top Private Equity Firms, 2009 37
4.6.3 Top Private Equity Deals in 2009 38
4.7 Clean Technology, Global Venture Financing Deals, 2009 39
4.7.1 Clean Technology, Global Venture Financing Deals, 2009 by Quarter 40
4.7.2 Clean Technology, Global Top Venture Financing Firms, 2009 41
4.7.3 Top Venture Financing Deals in 2009 42
4.8 Clean Technology, Global Partnership Deals, 2009 43
4.8.1 Clean Technology, Global Partnership Deals, 2009 by Quarter 44
4.8.2 Partnership Deals in 2009 45
5 Clean Technology, Deal Summary, by Sector 47
5.1 Clean Technology, Global Energy Generation Deals, 2009 47
5.1.1 Clean Technology, Global Energy Generation Deals, 2009 by Quarter 48
5.1.2 Energy Generation – Deals of the Year 49
5.2 Clean Technology, Global Transportation Deals, 2009 50
5.2.1 Clean Technology, Global Transportation Deals, 2009 by Quarter 51
5.2.2 Transportation – Deals of the Year 52
5.3 Clean Technology, Global Water & Waste Water Management Deals, 2009 53
5.3.1 Clean Technology, Global Water & Waste Water Management Deals, 2009 by Quarter 54
5.3.2 Water & Waste Water Management – Deals of the Year 55
5.4 Clean Technology, Global Recycling & Waste Management Deals, 2009 56
5.4.1 Clean Technology, Global Recycling & Waste Management Deals, 2009 by Quarter 57
5.4.2 Recycling & Waste Management – Deals of the Year 58
5.5 Clean Technology, Global Energy Efficiency Deals, 2009 59
5.5.1 Clean Technology, Global Energy Efficiency Deals, 2009 by Quarter 60
5.5.2 Energy Efficiency – Deals of the Year 61
5.6 Clean Technology, Global Energy Storage Deals, 2009 62
5.6.1 Clean Technology, Global Energy Storage Deals, 2009 by Quarter 63
5.6.2 Energy Storage – Deals of the Year 64
5.7 Clean Technology, Global Air & Environment Management Deals, 2009 65
5.7.1 Clean Technology, Global Air & Environment Management Deals, 2009 by Quarter 66
5.7.2 AIR & Environment Management – Deals of the Year 67
5.8 Clean Technology, Global Material Management Deals, 2009 68
5.8.1 Clean Technology, Global Material Management Deals, 2009 by Quarter 69
5.8.2 Material Management – Deals of the Year 70
5.9 Clean Technology, Global Energy Infrastructure Deals, 2009 71
5.9.1 Clean Technology, Global Energy Infrastructure Deals, 2009 by Quarter 72
5.10 Energy Infrastructure – Deals of the Year 73
5.11 Clean Technology, Global Manufacturing/Industrial Deals, 2009 74
5.11.1 Clean Technology, Global Manufacturing/Industrial Deals, 2009 by Quarter 75
5.11.2 Manufacturing/Industrial – Deals of the Year 76
5.12 Clean Technology, Global Agriculture Deals, 2009 77
5.12.1 Clean Technology, Global Agriculture Deals, 2009 by Quarter 78
5.12.2 Agriculture – Deals of the Year 79
6 Clean Technology, Deal Summary, By Geography 80
6.1 Clean Technology, North America Region Deals, 2009 80
6.1.1 Clean Technology, North America Region Deals, 2009 by Quarter 81
6.1.2 North America – Deals of the Year 82
6.2 Clean Technology, European Region Deals, 2009 83
6.2.1 Clean Technology, European Region Deals, 2009 by Quarter 84
6.2.2 Europe – Deals of the Year 85
6.3 Clean Technology, Asia-Pacific Region Deals, 2009 86
6.3.1 Clean Technology, Asia-Pacific Region Deals, 2009 by Quarter 87
6.3.2 Asia-Pacific – Deals of the Year 88
6.4 Clean Technology, Rest of the World Deals, 2009 89
6.4.1 Clean Technology, Rest of the World, 2009 by Quarter 90
6.4.2 Rest of the World – Deals of the Year 91
7 Clean Technology, Top Financial Advisors 92
7.1 Clean Technology, Global Top Financial Advisors, M&A, 2009 92
7.2 Clean Technology, Global Top Financial Advisors, Equity Offerings, 2009 93
7.3 Clean Technology, Global Top Financial Advisors, Debt Offerings, 2009 94
8 Clean Technology, Top Legal Advisors 95
8.1 Clean Technology, Global Top Legal Advisors, 2009 95
9 Further Information 96
9.1 Methodology 96
9.2 About GlobalData 96
9.3 Contact Us 97
9.4 Disclosure information 97
9.5 Disclaimer 97 1.1 List of Tables
Table 1: Clean Technology, Deals Summary, Global, Number of Deals and Deal Value (US$ m),
2005-2009 8
Table 2: Clean Technology, Deals Summary, Global, Number of Deals and Deal Value (US$ m),
Q1 2009-Q4 2009 9
Table 3: Clean Technology, Deals by Type, Global, Number of Deals and %age of Deals, 2009 10
Table 4: Clean Technology, Top Deals, Global, 2009 11
Table 5: Clean Technology, Top Deal Makers, Global, Number of Deals and Deal Value (US$ m), 2009 14
Table 6: Clean Technology, Number of Deals by Type, Global, Summary, 2005-2009 15
Table 7: Clean Technology, M&A, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 16
Table 8: Clean Technology, M&A, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 17
Table 9: Clean Technology, Top M&A Deals, Global, 2009 18
Table 10: Clean Technology, Asset Transactions, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 19
Table 11: Clean Technology, Asset Transactions, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 20
Table 12: Clean Technology, Top Asset Transactions, Global, 2009 21
Table 13: Clean Technology, Equity Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 22
Table 14: Clean Technology, Equity Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 23
Table 15: Clean Technology, IPOs, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 24
Table 16: Clean Technology, Top IPO’s, Global, 2009 24
Table 17: Clean Technology, Secondary Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 25
Table 18: Clean Technology, Top Secondary Offerings, Global, 2009 26
Table 19: Clean Technology, PIPEs, Deals Summary, Global, Number of Deals and Deal Value
(US$ m), 2005-2009 27
Table 20: Clean Technology, Top PIPE Deals, Global, 2009 28
Table 21: Clean Technology, Debt Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 29
Table 22: Clean Technology, Debt Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 30
Table 23: Clean Technology, Public Debt Offerings, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 31
Table 24: Clean Technology, Top Public Debt Offerings, Global, 2009 32
Table 25: Clean Technology, Private Debt Placements, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 33
Table 26: Clean Technology, Top Private Debt Placements, Global, 2009 34
Table 27: Clean Technology, Private Equity, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 35
Table 28: Clean Technology, Private Equity, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 36
Table 29: Clean Technology, Top Private Equity Firms, Global, Number of Deals and Deal Value
(US$ m), 2009 37
Table 30: Clean Technology, Top Private Equity Deals, Global, 2009 38
Table 31: Clean Technology, Venture Financing, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 39
Table 32: Clean Technology, Venture Financing, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 40
Table 33: Clean Technology, Top Venture Financing Firms, Global, Number of Deals and Deal Value (US$ m), 2009 41
Table 34: Clean Technology, Top Venture Financing Deals, Global, 2009 42
Table 35: Clean Technology, Partnership Deals, Deals Summary, Global, 2005-2009 43
Table 36: Clean Technology, Partnership Deals, Deals Summary, Global, Q1 2009–Q4 2009 44
Table 37: Clean Technology, Energy Generation, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 47
Table 38: Clean Technology, Energy Generation, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 48
Table 39: Clean Technology, Transportation, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 50
Table 40: Clean Technology, Transportation, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 51
Table 41: Clean Technology, WWM, Deals Summary, Global, Number of Deals and Deal Value
(US$ m), 2005-2009 53
Table 42: Clean Technology, WWM, Deals Summary, Global, Number of Deals and Deal Value
(US$ m), Q1 2009–Q4 2009 54
Table 43: Clean Technology, Recycling & Waste Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 56
Table 44: Clean Technology, Recycling & Waste Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 57
Table 45: Clean Technology, Energy Efficiency, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 59
Table 46: Clean Technology, Energy Efficiency, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 60
Table 47: Clean Technology, Energy Storage, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 62
Table 48: Clean Technology, Energy Storage, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 63
Table 49: Clean Technology, AIR & Environment Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 65
Table 50: Clean Technology, AIR & Environment Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 66
Table 51: Clean Technology, Material Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 68
Table 52: Clean Technology, Material Management, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 69
Table 53: Clean Technology, Energy Infrastructure, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 71
Table 54: Clean Technology, Energy Infrastructure, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 72
Table 55: Clean Technology, Manufacturing/Industrial, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 74
Table 56: Clean Technology, Manufacturing/Industrial, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 75
Table 57: Clean Technology, Agriculture, Deals Summary, Global, Number of Deals and Deal Value (US$ m), 2005-2009 77
Table 58: Clean Technology, Agriculture, Deals Summary, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 78
Table 59: Clean Technology, North America, Deals Summary, Number of Deals and Deal Value
(US$ m), 2005-2009 80
Table 60: Clean Technology, North America, Deals Summary, Number of Deals and Deal Value
(US$ m), Q1 2009–Q4 2009 81
Table 61: Clean Technology, Europe, Deals Summary, Number of Deals and Deal Value (US$ m), 2005-2009 83
Table 62: Clean Technology, Europe, Deals Summary, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 84
Table 63: Clean Technology, Asia-Pacific, Deals Summary, Number of Deals and Deal Value (US$ m), 2005-2009 86
Table 64: Clean Technology, Asia-Pacific, Deals Summary, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 87
Table 65: Clean Technology, Rest of the World, Deals Summary, Number of Deals and Deal Value (US$ m), 2005-2009 89
Table 66: Clean Technology, Rest of the World, Deals Summary, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 90
Table 67: Clean Technology, Global Top Financial Advisors, M&A, Number of Deals and Deal Value (US$ m), 2009 92
Table 68: Clean Technology, Global Top Financial Advisors, Equity Offerings, Number of Deals and Deal Value (US$ m), 2009 93
Table 69: Clean Technology, Global Top Financial Advisors, Debt Offerings, Number of Deals and Deal Value (US$ m), 2009 94
Table 70: Clean Technology, Global Top Legal Advisors, Number of Deals and Deal Value (US$ m), 2009 95 1.2 List of Figures
Figure 1: Clean Technology, Global, Number of Deals and Deal Value (US$ m), 2005-2009 8
Figure 2: Clean Technology, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 9
Figure 3: Clean Technology, Global Number of Deals by Type (%), 2009 10
Figure 4: Clean Technology, Number of Deals by Type, Global, 2005-2009 15
Figure 5: Clean Technology, M&A Deals, Global, Number of Deals and Deal Value (US$ m),
2005-2009 16
Figure 6: Clean Technology, M&A Deals, Global, Number of Deals and Deal Value (US$ m),
Q1 2009-Q4 2009 17
Figure 7: Clean Technology, Asset Transactions, Global, Number of Deals and Deal Value (US$ m), 2005-2009 19
Figure 8: Clean Technology, Asset Transactions, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 20
Figure 9: Clean Technology, Equity Offerings, Global, Number of Deals and Deal Value (US$ m),
2005-2009 22
Figure 10: Clean Technology, Equity Offerings, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 23
Figure 11: Clean Technology, IPOs, Global, Number of Deals and Deal Value (US$ m), 2005-2009 24
Figure 12: Clean Technology, Secondary Offerings, Global, Number of Deals and Deal Value (US$ m), 2005-2009 25
Figure 13: Clean Technology, PIPE Deals, Global, Number of Deals and Deal Value (US$ m),
2005-2009 27
Figure 14: Clean Technology, Debt Offerings, Global, Number of Deals and Deal Value (US$ m),
2005-2009 29
Figure 15: Clean Technology, Debt Offerings, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 30
Figure 16: Clean Technology, Public Debt Offerings, Global, Number of Deals and Deal Value (US$ m), 2005-2009 31
Figure 17: Clean Technology, Private Debt Placements, Global, Number of Deals and Deal Value
(US$ m), 2005-2009 33
Figure 18: Clean Technology, Private Equity, Global, Number of Deals and Deal Value (US$ m),
2005-2009 35
Figure 19: Clean Technology, Private Equity, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 36
Figure 20: Clean Technology, Top Private Equity Firms, Global, Number of Deals and Deal Value
(US$ m), 2009 37
Figure 21: Clean Technology, Venture Financing, Global, Number of Deals and Deal Value (US$ m), 2005-2009 39
Figure 22: Clean Technology, Venture Financing, Global, Number of Deals and Deal Value (US$ m), Q1 2009-Q4 2009 40
Figure 23: Clean Technology, Top Venture Financing Firms, Global, Number of Deals and Deal Value (US$ m), 2009 41
Figure 24: Clean Technology, Partnership Deals, Global, 2005-2009 43
Figure 25: Clean Technology, Partnership Deals, Global, Q1 2009-Q4 2009 44
Figure 26: Clean Technology, Partnership Deals Break-Up (%), Global, 2009 45
Figure 27: Clean Technology, Energy Generation, Global, Number of Deals and Deal Value (US$ m), 2005-2009 47
Figure 28: Clean Technology, Energy Generation, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 48
Figure 29: Clean Technology, Transportation Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 50
Figure 30: Clean Technology, Transportation Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 51
Figure 31: Clean Technology, WWM Sector, Global, Number of Deals and Deal Value (US$ m),
2005-2009 53
Figure 32: Clean Technology, WWM Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 54
Figure 33: Clean Technology, Recycling & Waste Management Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 56
Figure 34: Clean Technology, Recycling & Waste Management Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 57
Figure 35: Clean Technology, Energy Efficiency Sector, Global, Number of Deals and Deal Value
(US$ m), 2005-2009 59
Figure 36: Clean Technology, Energy Efficiency Sector, Global, Number of Deals and Deal Value
(US$ m), Q1 2009–Q4 2009 60
Figure 37: Clean Technology, Energy Storage Sector, Global, Number of Deals and Deal Value
(US$ m), 2005-2009 62
Figure 38: Clean Technology, Energy Storage Sector, Global, Number of Deals and Deal Value
(US$ m), Q1 2009–Q4 2009 63
Figure 39: Clean Technology, Air & Environment Management Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 65
Figure 40: Clean Technology, Air & Environment Management Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 66
Figure 41: Clean Technology, Material Management Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 68
Figure 42: Clean Technology, Material Management Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 69
Figure 43: Clean Technology, Energy Infrastructure Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 71
Figure 44: Clean Technology, Energy Infrastructure Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 72
Figure 45: Clean Technology, Manufacturing/Industrial Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 74
Figure 46: Clean Technology, Manufacturing/Industrial Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 75
Figure 47: Clean Technology, Agriculture Sector, Global, Number of Deals and Deal Value (US$ m), 2005-2009 77
Figure 48: Clean Technology, Agriculture Sector, Global, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 78
Figure 49: Clean Technology, North America, Number of Deals and Deal Value (US$ m), 2005-2009 80
Figure 50: Clean Technology, North America, Number of Deals and Deal Value (US$ m),
Q1 2009–Q4 2009 81
Figure 51: Clean Technology, Europe, Number of Deals and Deal Value (US$ m), 2005-2009 83
Figure 52: Clean Technology, Europe, Number of Deals and Deal Value (US$ m), Q1 2009–Q4 2009 84
Figure 53: Clean Technology, Asia-Pacific, Number of Deals and Deal Value (US$ m), 2005-2009 86
Figure 54: Clean Technology, Asia-Pacific, Number of Deals and Deal Value (US$ m),
Q1 2009–Q4 2009 87
Figure 55: Clean Technology, Rest of the World, Number of Deals and Deal Value (US$ m), 2005-2009 89
Figure 56: Clean Technology, Rest of the World, Number of Deals and Deal Value (US$ m),
Q1 2009–Q4 2009 90
Figure 57: Clean Technology, Global Top Financial Advisors, M&A, Number of Deals and Deal Value (US$ m), 2009 92
Figure 58: Clean Technology, Global Top Financial Advisors, Equity Offerings, Number of Deals and Deal Value (US$ m), 2009 93
Figure 59: Clean Technology, Global Top Financial Advisors, Debt Offerings, Number of Deals and Deal Value (US$ m), 2009 94
Figure 60: Clean Technology, Global Top Legal Advisors, Number of Deals and Deal Value (US$ m), 2009 95