Clean Technology Quarterly Deals Analysis Q3 2009

1 Table of Contents 2
1.1 List of tables 5
1.2 List of Figures 6
2 Clean Technology, Deal Summary 8
2.1 Clean Technology, Deal Value versus No. Of Deals Analysis, Q3 2009 8
2.2 Clean Technology, No. Of Deals By Type, Q3 2009 10
2.3 Clean Technology, Top Deals, Q3 2009 11
3 Clean Technology, Top Deal Makers, YTD 2009 12
4 Clean Technology, Deal Summary, By Type 13
4.1 Clean Technology, M&A Deals, Q3 2009 13
4.2 Clean Technology, Avg. M&A Deal Size, Q3 2008 – Q3 2009 14
4.2.1 Top M&A Deals in Q3 2009 15
4.3 Clean Technology, Equity Offering Deals, Q3 2009 16
4.3.1 Top IPOs in Q3 2009 17
4.3.2 Top Secondary Offerings in Q3 2009 17
4.3.3 Top PIPE Deals in Q3 2009 17
4.4 Clean Technology, Debt Offering Deals, Q3 2009 18
4.4.1 Top Public Debt Offerings in Q3 2009 19
4.4.2 Top Private Debt Placements in Q3 2009 19
4.5 Clean Technology, Venture Financing Deals, Q3 2009 20
4.5.1 Clean Technology, Top Venture Financing Firms, Last One Year 21
4.5.2 Top Venture Financing Deals in Q3 2009 22
4.6 Clean Technology, Private Equity Deals, Q3 2009 23
4.6.1 Clean Technology, Top Private Equity Firms, Last Year 24
4.6.2 Top Private Equity Deals in Q3 2009 25
4.7 Clean Technology, Partnership Deals, Q3 2009 26
4.7.1 Partnership Deals in Q3 2009 27
5 Clean Technology, Deal Summary, By Sector 29
5.1 Clean Technology, Energy Generation Deals, Q3 2009 29
5.1.1 Energy Generation– Deals of the Quarter 30
5.2 Clean Technology, Transportation Deals, Q3 2009 31
5.2.1 Transportation – Deals of the Quarter 32
5.3 Clean Technology, Recycling & Waste Management Deals, Q3 2009 33
5.3.1 Recycling & Waste Management – Deals of the Quarter 34
5.4 Clean Technology, Energy Efficiency Deals, Q3 2009 35
5.4.1 Energy Efficiency – Deals of the Quarter 36
5.5 Clean Technology, Water & Waste Water Management (WWM) Deals, Q3 2009 37
5.5.1 Water & Waste Water Management – Deals of the Quarter 38
5.6 Clean Technology, Energy Storage Deals, Q3 2009 39
5.6.1 Energy Storage – Deals of the Quarter 40
5.7 Clean Technology, Material Management Deals, Q3 2009 41
5.7.1 Material Management – Deals of the Quarter 42
5.8 Clean Technology, AIR & Environment Management Deals, Q3 2009 43
5.8.1 AIR & Environment Management – Deals of the Quarter 44
5.9 Clean Technology, Energy Infrastructure Deals, Q3 2009 45
5.9.1 Energy Infrastructure – Deals of the Quarter 46
5.10 Clean Technology, Manufacturing/Industrial Deals, Q3 2009 47
5.10.1 Manufacturing/Industrial – Deal of the Quarter 48
5.11 Clean Technology, Agriculture Deals, Q3 2009 49
5.11.1 Agriculture – Deal of the Quarter 50
6 Clean Technology, Deal Summary, By Geography 51
6.1 Clean Technology, North America Region Deals, Q3 2009 51
6.1.1 North America – Deals of the Quarter 52
6.2 Clean Technology, European Region Deals, Q3 2009 53
6.2.1 Europe – Deals of the Quarter 54
6.3 Clean Technology, Asia-Pacific Region Deals, Q3 2009 55
6.3.1 Asia-Pacific – Deals of the Quarter 56
6.4 Clean Technology, Rest of the World (ROW) Deals, Q3 2009 57
6.4.1 Rest of the World – Deals of the Quarter 58
7 Clean Technology, Top Advisors 59
7.1 Clean Technology, Top Financial Advisors, M&A, Deal Summary, Last One Year 59
7.2 Clean Technology, Top Financial Advisors, Equity Offerings, Deal Summary, Last One Year 61
7.3 Clean Technology, Top Financial Advisors, Debt Offerings, Deal Summary, Last One Year 63
8 Further Information 65
8.1 Methodology 65
8.2 About GlobalData 66
8.3 Contact Us 66
8.4 Disclosure information 66
8.5 Disclaimer 66 1.1 List of tables
Table 1: Clean Technology, Deals Summary, Q3 2008–Q3 2009 9
Table 2: Clean Technology, No. Of Deals By Type, Q3 2009 10
Table 3: Clean Technology, Top Deals, Q3 2009 11
Table 4: Clean Technology, Top Deal Makers, Deals Summary, YTD 2009 12
Table 5: Clean Technology, M&A, Deals Summary, Q3 2008–Q3 2009 13
Table 6: Clean Technology, Avg. M&A Deal Size, Summary, Q3 2008 – Q3 2009 14
Table 7: Clean Technology, Top M&A Deals, Q3 2009 15
Table 8: Clean Technology, Equity Offering, Deals Summary, Q3 2008–Q3 2009 16
Table 9: Clean Technology, Top IPOs, Q3 2009 17
Table 10: Clean Technology, Top Secondary Offerings, Q3 2009 17
Table 11: Clean Technology, Top Private Placements, Q3 2009 17
Table 12: Clean Technology, Debt Offering, Deals Summary, Q3 2008–Q3 2009 18
Table 13: Clean Technology, Top Public Debt Offerings, Q3 2009 19
Table 14: Clean Technology, Top Private Debt Placements, Q3 2009 19
Table 15: Clean Technology, Venture Financing, Deals Summary, Q3 2008–Q3 2009 20
Table 16: Clean Technology, Top Venture Financing Firms, Q4 2008 - Q3 2009 21
Table 17: Clean Technology, Top Venture Financing Deals, Q3 2009 22
Table 18: Clean Technology, Private Equity, Deals Summary, Q3 2008–Q3 2009 23
Table 19: Clean Technology, Top Private Equity Firms, Summary, Q4 2008 - Q3 2009 24
Table 20: Clean Technology, Top Private Equity Deals, Q3 2009 25
Table 21: Clean Technology, Partnerships, Deals Summary, Q3 2008–Q3 2009 26
Table 22: Clean Technology, Energy Generation, Deals Summary, Q3 2008–Q3 2009 30
Table 23: Clean Technology, Transportation, Deals Summary, Q3 2008–Q3 2009 32
Table 24: Clean Technology, Recycling & Waste Management, Deals Summary, Q3 2008–Q3 2009 34
Table 25: Clean Technology, Energy Efficiency, Deals Summary, Q3 2008–Q3 2009 35
Table 26: Clean Technology, WWM, Deals Summary, Q3 2008–Q3 2009 38
Table 27: Clean Technology, Energy Storage, Deals Summary, Q3 2008–Q3 2009 39
Table 28: Clean Technology, Material Management, Deals Summary, Q3 2008–Q3 2009 41
Table 29: Clean Technology, AIR & Environment Management, Deals Summary, Q3 2008–Q3 2009 43
Table 30: Clean Technology, Energy Infrastructure, Deals Summary, Q3 2008–Q3 2009 45
Table 31: Clean Technology, Manufacturing/Industrial, Deals Summary, Q3 2008–Q3 2009 47
Table 32: Clean Technology, Agriculture, Deals Summary, Q3 2008–Q3 2009 49
Table 33: Clean Technology, North America, Deals Summary, Q3 2008–Q3 2009 52
Table 34: Clean Technology, Europe, Deals Summary, Q3 2008–Q3 2009 54
Table 35: Clean Technology, Asia-Pacific, Deals Summary, Q3 2008–Q3 2009 56
Table 36: Clean Technology, Rest of the World, Deals Summary, Q3 2008–Q3 2009 58
Table 37: Clean Technology, Top Financial Advisors, M&A, Q4 2008 - Q3 2009 60
Table 38: Clean Technology, Top Financial Advisors, Equity Offerings, Q4 2008 - Q3 2009 62
Table 39: Clean Technology, Top Financial Advisors, Debt Offerings, Q4 2008 - Q3 2009 64 1.2 List of Figures
Figure 1: Clean Technology, Deal Value and No. Of Deals, Q3 2008–Q3 2009 8
Figure 2: Clean Technology, No. Of Deals By Type, Q3 2009 10
Figure 3: Clean Technology, M&A Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 13
Figure 4: Clean Technology, Avg. M&A Deal Size, Q3 2008 – Q3 2009 14
Figure 5: Clean Technology, Equity Offering Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 16
Figure 6: Clean Technology, Debt Offering Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 18
Figure 7: Clean Technology, Venture Financing Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 20
Figure 8: Clean Technology, Top Venture Financing Firms, Deal Value and No. Of Deals, Q4 2008 – Q3 2009 21
Figure 9: Clean Technology, Private Equity Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 23
Figure 10: Clean Technology, Top Private Equity Firms, Deal Value and No. Of Deals, Q4 2008 – Q3 2009 24
Figure 11: Clean Technology, Partnership Deals, Q3 2008–Q3 2009 26
Figure 12: Clean Technology, Partnership Deals Break-Up, Q3 2009 27
Figure 13: Clean Technology, Energy Generation, Deal Value and No. Of Deals, Q3 2008–Q3 2009 29
Figure 14: Clean Technology, Transportation Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 31
Figure 15: Clean Technology, Recycling & Waste Management Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 33
Figure 16: Clean Technology, Energy Efficiency Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 35
Figure 17: Clean Technology, WWM Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 37
Figure 18: Clean Technology, Energy Storage Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 39
Figure 19: Clean Technology, Material Management Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 41
Figure 20: Clean Technology, AIR & Environment Management Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 43
Figure 21: Clean Technology, Energy Infrastructure Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 45
Figure 22: Clean Technology, Manufacturing/Industrial Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 47
Figure 23: Clean Technology, Agriculture Sector, Deal Value and No. Of Deals, Q3 2008–Q3 2009 49
Figure 24: Clean Technology, North America Region Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 51
Figure 25: Clean Technology, European Region Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 53
Figure 26: Clean Technology, Asia-Pacific Region Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 55
Figure 27: Clean Technology, Rest of the World Deals, Deal Value and No. Of Deals, Q3 2008–Q3 2009 57
Figure 28: Clean Technology, Top Financial Advisors, M&A, Deal Value and No. Of Deals, Q4 2008 - Q3 2009 59
Figure 29: Clean Technology, Top Financial Advisors, Equity Offerings, Deal Value and No. Of Deals, Q4 2008 - Q3 2009 61
Figure 30: Clean Technology, Top Financial Advisors, Debt Offerings, Deal Value and No. Of Deals, Q4 2008 - Q3 2009 63